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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DW

Douglas William Liptak

Georgia·CRD #2895533
IA Rep

Investment Adviser Rep at SIGNATUREFD, LLC

Experience
23 yrs
States
1
Exams
1
Since
2003
Fee
AUM / Hourly / Flat Fee
Minimum
$2.0M
View profile
DW

Douglas William Man

Connecticut·CRD #4818049
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
4
Exams
4
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
DW

Douglas William O'Connell

Colorado·CRD #1772062
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
38 yrs
States
2
Exams
5
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DW

Douglas William Smith

Texas·CRD #5525643
Dual-registered

Dual-registered at MCADAM LLC

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Flat Fee
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DW

Douglas William Sockman

Ohio·CRD #2884058
Dual-registered

Dual-registered at CLEVELAND WEALTH, LLC

Experience
23 yrs
States
2
Exams
3
Since
2003
Est. fee
AUM / Flat Fee / Other
Minimum
$500k
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DW

Douglas William Tabor

Texas·CRD #1618590
Dual-registered

Dual-registered at INDEPENDENT FINANCIAL PARTNERS

Experience
37 yrs
States
1
Exams
7
Since
1989
Fee
AUM / Hourly / Flat Fee / Other
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DW

Douglas William Todd

New Jersey·CRD #1913458
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
37 yrs
States
2
Exams
7
Since
1989
Est. fee
AUM / Hourly / Flat Fee
View profile
DW

Douglas William Tutwiler

Florida·CRD #5675028
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
DW

Douglas Winthrop Robertson

New Jersey·CRD #5217445
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
3
Exams
3
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
DW

Douglas W Sobotik

Texas·CRD #5598335
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
1
Exams
3
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
DY

Douglas Yeke Wing

Mississippi·CRD #1139548
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
43 yrs
States
1
Exams
9
Since
1983
Est. fee
AUM / Hourly / Flat Fee
View profile
DZ

Douglas Zane Wickham

Michigan·CRD #8295757
IA Rep

Investment Adviser Rep at SCULATI WEALTH MANAGEMENT, LLC

States
1
Exams
1
Since
2026
Fee
AUM
Minimum
$500k
View profile
DS

Doug Scott Couden

California·CRD #2393436
Dual-registered

Dual-registered at BAKERAVENUE

Experience
14 yrs
States
1
Exams
2
Since
2012
Est. fee
AUM / Flat Fee
Minimum
$1.0M
View profile
DS

Doug Scott Graumann

Washington·CRD #2497329
Dual-registered

Dual-registered at CALTON & ASSOCIATES, INC.

Experience
32 yrs
States
1
Exams
7
Since
1994
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based
Minimum
$50k
View profile
DS

Doug Scott Morris

Colorado·CRD #4627880
IA Rep

Investment Adviser Rep at SACHEM HILL LLC

Experience
22 yrs
States
2
Since
2004
Fee
AUM / Flat Fee / Other
Minimum
$10.0M
View profile
DE

Doyle Eugene Walters Jr.

Texas·CRD #2202155
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
34 yrs
States
1
Exams
5
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DH

Doyle Henry Brown

Nevada·CRD #723274
Dual-registered

Dual-registered at THE AMERIFLEX GROUP

Experience
45 yrs
States
1
Exams
8
Since
1981
Est. fee
AUM / Hourly / Flat Fee
View profile
DZ

Dragana Zoric

Florida·CRD #5019496
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
DP

Dragi Paunovski

Florida·CRD #4464461
Dual-registered

Dual-registered at B. RILEY WEALTH ADVISORS, INC.

Experience
24 yrs
States
2
Exams
6
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DC

Dragos Cristian Stoicescu

Illinois·CRD #4524760
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
5
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Drake Adam Chwalibog

Colorado·CRD #6336564
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
12 yrs
States
5
Exams
3
Since
2014
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
DC

Drake Calvin Berkeley Evans

Arizona·CRD #7457442
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
5 yrs
States
4
Exams
3
Since
2021
Est. fee
AUM / Flat Fee
View profile
DH

Drake H McCormick

Alabama·CRD #6963124
Dual-registered

Dual-registered at SYNOVUS SECURITIES, INC.

Experience
8 yrs
States
8
Exams
3
Since
2018
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
DW

Drake Wellborn

Florida·CRD #8173313
IA Rep

Investment Adviser Rep at ELEVATE FINANCIAL PLANNING AND WEALTH MANAGEMENT

Experience
1 yrs
States
2
Exams
2
Since
2025
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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