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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AR

Amit R Rathod

Arizona·CRD #6394349
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
7
Fee
AUM / Commission / Flat Fee
View profile
AS

Amit Shashidharan

Alabama·CRD #4493986
IA Rep

Investment Adviser Rep at RBC CAPITAL MARKETS, LLC

States
40
Fee
AUM / Flat Fee
View profile
AL

Amity L Herrera

Alabama·CRD #4303277
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
46
Fee
AUM / Commission / Flat Fee
View profile
AV

Ami Vastupal Shah

Alabama·CRD #3172047
IA Rep

Investment Adviser Rep at STERLING CAPITAL MANAGEMENT LLC

States
53
Fee
AUM / Flat Fee / Performance-based
View profile
AS

Amlan Sahoo

Arkansas·CRD #7655699
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
12
Fee
AUM / Commission / Flat Fee
View profile
AD

Ammie Dianne Weidner

Kansas·CRD #4808431
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
21 yrs
States
1
Since
2005
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AM

Ammie Mareez Tolentino De Los Reyes

N/A·CRD #7302682
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Fee
AUM / Hourly / Flat Fee
View profile
AL

Ammon Lee Christensen

Utah·CRD #7187944
IA Rep

Investment Adviser Rep at SOLTIS INVESTMENT ADVISORS, LLC

States
1
Fee
AUM / Flat Fee / Performance-based
View profile
AK

Amna Khamisani

Arizona·CRD #7977097
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
2
Fee
AUM / Commission / Flat Fee
View profile
AJ

Amneris Jordan

Alabama·CRD #6581012
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Fee
AUM / Commission / Flat Fee
View profile
AA

Amon Ainsley Holcomb

Alabama·CRD #4418032
Dual-registered

Dual-registered at VERUS CAPITAL PARTNERS, LLC

Experience
25 yrs
States
8
Exams
5
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile
AD

Amon D Dothard

California·CRD #7705579
Dual-registered

Dual-registered at COPPELL ADVISORY SOLUTIONS LLC

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
AR

Amoreli Ronquillo

Alabama·CRD #4284003
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Fee
AUM / Commission / Flat Fee
View profile
AV

Amorette Virginia Vierheller

Arizona·CRD #7485830
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
2
Fee
AUM / Commission / Flat Fee
View profile
AA

Amos Akinyooye

California·CRD #5569402
IA Rep

Investment Adviser Rep at VANDERBILT ADVISORY SERVICES

States
18
Fee
AUM / Hourly / Flat Fee
View profile
AR

Amparo Rivas

Arkansas·CRD #2382870
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
9
Fee
AUM / Commission / Flat Fee
View profile
AA

Amran Ajmal

Connecticut·CRD #7157966
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
13
Fee
AUM / Commission / Flat Fee
View profile
AG

Amr Gamal Rawi

Alabama·CRD #6635494
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Fee
AUM / Commission / Flat Fee
View profile
AH

Amr Hamouda

Alabama·CRD #8025911
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Fee
AUM / Commission / Flat Fee
View profile
AN

Amrish Navin Kurani

Arizona·CRD #6344711
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
14
Fee
AUM / Commission / Flat Fee
View profile
AM

Amrita Marie McSharry

Alaska·CRD #5170689
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
21
Fee
AUM / Commission / Flat Fee
View profile
AM

Amrit Mathur

Arizona·CRD #6406288
IA Rep

Investment Adviser Rep at RBC CAPITAL MARKETS, LLC

States
23
Fee
AUM / Flat Fee
View profile
AR

Amrit Ravi Kathuria

California·CRD #7393423
IA Rep

Investment Adviser Rep at INVESCO ADVISERS, INC.

States
2
Fee
AUM / Performance-based
View profile
AS

Amrit Singh Dhillon

Arkansas·CRD #7894775
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
7
Fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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