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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
EC

Edward C Conklin Jr

New Jersey·CRD #1301740
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
3
Exams
5
Since
1984
Est. fee
AUM / Commission / Flat Fee
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EC

Edward C Coyne

Connecticut·CRD #2444276
Dual-registered

Dual-registered at SPROTT ASSET MANAGEMENT USA INC.

Experience
32 yrs
States
2
Exams
4
Since
1994
Est. fee
AUM / Performance-based
Minimum
$100k
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EC

Edward C G Tyree III

New Hampshire·CRD #2227717
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
34 yrs
States
3
Exams
5
Since
1992
Fee
AUM / Hourly / Flat Fee
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EC

Edward Charles Banks Jr

Connecticut·CRD #4786344
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
22 yrs
States
1
Exams
4
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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EC

Edward Charles Batchelder

Indiana·CRD #7338267
Dual-registered

Dual-registered at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
4 yrs
States
1
Exams
4
Since
2022
Est. fee
AUM / Flat Fee
Minimum
$2.0M
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EC

Edward Charles Bettner

Ohio·CRD #4549441
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
24 yrs
States
1
Exams
5
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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EC

Edward Charles Fredericks

Connecticut·CRD #2202730
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
34 yrs
States
2
Exams
6
Since
1992
Est. fee
AUM / Hourly / Flat Fee
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EC

Edward Charles Goodman

Tennessee·CRD #7217012
IA Rep

Investment Adviser Rep at MERCURY INVESTMENT GROUP

Experience
6 yrs
States
1
Exams
2
Since
2020
Fee
AUM
Minimum
$500k
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EC

Edward Charles Hiers

New Hampshire·CRD #245236
Dual-registered

Dual-registered at NORTHEAST PLANNING ASSOCIATES, INC.

Experience
53 yrs
States
1
Exams
5
Since
1973
Est. fee
AUM / Hourly / Flat Fee
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EC

Edward Charles Maier III

Illinois·CRD #4762059
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
2
Exams
3
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
EC

Edward Charles Marsi

New Hampshire·CRD #6153358
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
3
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
EC

Edward Charles Rusnak

California·CRD #4981734
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
21 yrs
States
1
Exams
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EC

Edward Christian Hackmeier

Illinois·CRD #6148040
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
4
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
EC

Edward Christian Quimby IV

New York·CRD #7659201
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
EC

Edward C Lewis

Arizona·CRD #4303068
Dual-registered

Dual-registered at REGAL INVESTMENT ADVISORS LLC

Experience
20 yrs
States
2
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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EC

Edward Clymer Barnard

North Carolina·CRD #5500204
IA Rep

Investment Adviser Rep at SOUND INCOME STRATEGIES, LLC

Experience
18 yrs
States
1
Exams
1
Since
2008
Fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
EC

Edward C Marsh

New Jersey·CRD #5261204
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
1
Exams
3
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
EC

Edward C Merrill

New York·CRD #5183020
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
5
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
EC

Edward Connor Maruna

Arizona·CRD #7997819
Dual-registered

Dual-registered at BLAKELY WALTERS WEALTH MANAGEMENT

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Flat Fee
Minimum
$250k
View profile
EC

Edward Connor Millay

Kentucky·CRD #7110825
Dual-registered

Dual-registered at SEI INVESTMENTS MANAGEMENT CORP

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$25.0M
View profile
EC

Edward Cory Vacca

Indiana·CRD #6807774
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
EC

Edward C Radler

Connecticut·CRD #3253056
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
6
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
EC

Edward Craig Wingrove

Texas·CRD #2082968
Dual-registered

Dual-registered at &PARTNERS

Experience
36 yrs
States
1
Exams
6
Since
1990
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
EC

Edward Crawley Rorer

Pennsylvania·CRD #403802
IA Rep

Investment Adviser Rep at COPELAND CAPITAL MANAGEMENT, LLC

Experience
27 yrs
States
1
Exams
4
Since
1999
Fee
AUM
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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