AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
EJ

Edward Joseph Laux

Connecticut·CRD #724229
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
1
Exams
7
Since
1983
Est. fee
AUM / Commission / Flat Fee
View profile
EJ

Edward Joseph Marinucci III

Massachusetts·CRD #2528997
Dual-registered

Dual-registered at FLAGSHIP HARBOR ADVISORS, LLC

Experience
27 yrs
States
1
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
EJ

Edward Joseph Matura

Florida·CRD #1968456
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
2
Exams
4
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
EJ

Edward Joseph Samp

Massachusetts·CRD #6371313
Dual-registered

Dual-registered at BEACON POINTE ADVISORS, LLC

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
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EJ

Edward Joseph Sizemore III

Kentucky·CRD #4446424
IA Rep

Investment Adviser Rep at MISSIONSQUARE WEALTH MANAGEMENT

Experience
23 yrs
States
3
Exams
4
Since
2003
Fee
AUM
View profile
EJ

Edward Joseph Wilson

Louisiana·CRD #815142
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
51 yrs
States
3
Exams
6
Since
1975
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
EJ

Edward Joseph Zywien

Massachusetts·CRD #1081139
Dual-registered

Dual-registered at CONCORD WEALTH PARTNERS

Experience
43 yrs
States
2
Exams
6
Since
1983
Est. fee
AUM / Hourly / Flat Fee
View profile
EJ

Edward J Rossi

Texas·CRD #2318022
Dual-registered

Dual-registered at OAK HARVEST INVESTMENT SERVICES

Experience
33 yrs
States
1
Exams
9
Since
1993
Fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
EJ

Edward J Sullivan

Connecticut·CRD #2491959
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
2
Exams
5
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
EJ

Edward J Waits

Georgia·CRD #3253004
Dual-registered

Dual-registered at REGISTER FINANCIAL ADVISORS, LLC

Experience
27 yrs
States
1
Exams
3
Since
1999
Fee
AUM / Hourly / Flat Fee
View profile
EK

Edward Kaeser III

Tennessee·CRD #5926150
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
13 yrs
States
1
Exams
4
Since
2013
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
EK

Edward Kamal Fazzah

Florida·CRD #3075945
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
2
Exams
5
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
EK

Edward Keith Jackson

North Carolina·CRD #5949110
IA Rep

Investment Adviser Rep at INVESTOR ADVISORY GROUP

Experience
15 yrs
States
1
Exams
1
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile
EK

Edward Kelly Levi

California·CRD #862732
Dual-registered

Dual-registered at LAZARI CAPITAL MANAGEMENT, INC.

Experience
29 yrs
States
1
Exams
4
Since
1997
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$250k
View profile
EK

Edward Kimball Goldschmidt Jr

Illinois·CRD #4586807
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
23 yrs
States
2
Exams
6
Since
2003
Est. fee
AUM / Hourly / Flat Fee
View profile
EK

Edward Klarman

Florida·CRD #4531439
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
24 yrs
States
3
Exams
3
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EK

Edward Knox Sturtevant

District Of Columbia·CRD #7263164
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
6 yrs
States
3
Exams
3
Since
2020
Est. fee
AUM / Flat Fee
View profile
EK

Edward Kozlowski

Maryland·CRD #5185902
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
20 yrs
States
2
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
EK

Edward Kunkel

California·CRD #2518243
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
2
Exams
5
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
EL

Edward Lamanna

Connecticut·CRD #7265611
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
5
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
EL

Edward Lawrence Inchiostro

Missouri·CRD #6568645
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
EL

Edward Lawrence Strauss

Florida·CRD #2331323
Dual-registered

Dual-registered at B. RILEY WEALTH ADVISORS, INC.

Experience
32 yrs
States
1
Exams
9
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
EL

Edward L. Carlisle Mr.

Mississippi·CRD #5221093
IA Rep

Investment Adviser Rep at WAVERLY ADVISORS, LLC

Experience
20 yrs
States
1
Exams
1
Since
2006
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
EL

Edward L Caruth

Pennsylvania·CRD #5556104
Dual-registered

Dual-registered at B. RILEY WEALTH ADVISORS, INC.

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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