AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
ER

Edward Ronald Sarraf

California·CRD #2519165
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
6
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
ER

Edward Ross Levene

New Jersey·CRD #6628266
IA Rep

Investment Adviser Rep at TA CAPITAL MANAGEMENT, LLC

Experience
7 yrs
States
1
Exams
1
Since
2019
Fee
AUM
Minimum
$100k
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ER

Edward Rowley Simpson

Texas·CRD #4632417
Dual-registered

Dual-registered at DIMENSIONAL FUND ADVISORS LP

Experience
23 yrs
States
1
Exams
4
Since
2003
Est. fee
AUM / Performance-based
Minimum
$250k
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ER

Edward Russell Gross III

Florida·CRD #1735667
Dual-registered

Dual-registered at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
23 yrs
States
1
Exams
5
Since
2003
Est. fee
AUM / Flat Fee
Minimum
$2.0M
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ER

Edward Rutledge Moore Jr

Georgia·CRD #2961698
Dual-registered

Dual-registered at BEY-DOUGLAS, LLC INVESTMENT COUNSEL

Experience
18 yrs
States
2
Exams
5
Since
2008
Fee
AUM
Minimum
$300k
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ER

Edward R Wildermuth

Indiana·CRD #5382160
Dual-registered

Dual-registered at SAVVY

Experience
13 yrs
States
2
Exams
5
Since
2013
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
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ES

Edward Salim Hadad

New York·CRD #7434220
IA Rep

Investment Adviser Rep at FINANCIAL ASSET MANAGEMENT CORP

Experience
5 yrs
States
1
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
ES

Edward Samuel Ritchie

Massachusetts·CRD #1102236
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
43 yrs
States
1
Exams
5
Since
1983
Est. fee
AUM / Hourly / Flat Fee
View profile
ES

Edward Santo Finocchiaro

Connecticut·CRD #1361250
Dual-registered

Dual-registered at IP FINANCIAL ADVISORY SERVICES LLC

Experience
40 yrs
States
5
Exams
4
Since
1986
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$25k
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ES

Edward Schwieterman

Texas·CRD #7434245
IA Rep

Investment Adviser Rep at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
4 yrs
States
1
Exams
1
Since
2022
Fee
AUM
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ES

Edward Scott Campbell

Ohio·CRD #2713030
Dual-registered

Dual-registered at SUMMIT FINANCIAL, LLC

Experience
30 yrs
States
1
Exams
5
Since
1996
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile
ES

Edward Scott D'Entremont Jr

Pennsylvania·CRD #2435447
Dual-registered

Dual-registered at NATIONS FINANCIAL GROUP, INC.

Experience
32 yrs
States
2
Exams
7
Since
1994
Est. fee
AUM / Flat Fee
Minimum
$25k
View profile
ES

Edward Scott Hebditch

Florida·CRD #2749003
Dual-registered

Dual-registered at FSAM LLC

Experience
30 yrs
States
1
Exams
4
Since
1996
Est. fee
AUM
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ES

Edward S Cotton

New Hampshire·CRD #4676358
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
23 yrs
States
2
Exams
3
Since
2003
Est. fee
AUM / Hourly / Flat Fee
View profile
ES

Edward Seong Wook Shim

California·CRD #2721809
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
2
Exams
5
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Edward Shanahan

New York·CRD #7752141
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
ES

Edward Silversmith Jr

New York·CRD #6664856
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
10 yrs
States
2
Exams
5
Since
2016
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
ES

Edward Simon

Colorado·CRD #6545751
Dual-registered

Dual-registered at &PARTNERS

Experience
9 yrs
States
1
Exams
5
Since
2017
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
ES

Edward S Kania

New Jersey·CRD #4675926
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
2
Exams
3
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Edward S Kelley

Florida·CRD #6089470
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Edward Sorkin

Delaware·CRD #1312611
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
4
Exams
5
Since
1984
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Edward Spalding Kapfhammer Jr

Ohio·CRD #6914821
Dual-registered

Dual-registered at SPIRE WEALTH MANAGEMENT, LLC

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
ES

Edward S Pegram

Rhode Island·CRD #721375
Dual-registered

Dual-registered at ALLWORTH FINANCIAL, L.P.

Experience
45 yrs
States
1
Exams
3
Since
1981
Fee
AUM / Flat Fee / Performance-based
View profile
ES

Edward S Soper

New York·CRD #7991736
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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