AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
EC

Eric Charles Hudson

Nevada·CRD #6690172
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
10 yrs
States
2
Exams
3
Since
2016
Fee
AUM / Other
View profile
EC

Eric Charles Klopping

California·CRD #8089706
IA Rep

Investment Adviser Rep at FINDEC WEALTH SERVICES, INC.

Experience
1 yrs
States
2
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$250k
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EC

Eric Charles Marshall

Florida·CRD #4767380
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
22 yrs
States
5
Exams
4
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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EC

Eric Charles Rife

Virginia·CRD #6357458
Dual-registered

Dual-registered at MASON INVESTMENT ADVISORY SERVICES INC

Experience
11 yrs
States
1
Exams
4
Since
2015
Fee
AUM / Flat Fee
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EC

Eric Charles Shearer

Florida·CRD #4686169
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
23 yrs
States
3
Exams
3
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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EC

Eric Charles Wilke

Wisconsin·CRD #6753819
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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EC

Eric C Hoelter

Indiana·CRD #5486272
Dual-registered

Dual-registered at ASSETMARK, INC.

Experience
17 yrs
States
1
Exams
3
Since
2009
Est. fee
AUM / Flat Fee
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EC

Eric Christian Neumann

Wisconsin·CRD #2270200
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
34 yrs
States
1
Exams
4
Since
1992
Fee
AUM / Hourly / Flat Fee
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EC

Eric Christopher Dubroc

Louisiana·CRD #1899317
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
38 yrs
States
1
Exams
4
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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EC

Eric Christopher Furstner

California·CRD #1686039
Dual-registered

Dual-registered at LIDO

Experience
39 yrs
States
1
Exams
5
Since
1987
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
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EC

Eric Christopher Herman

Texas·CRD #7171762
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
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EC

Eric Christopher Loyd

Florida·CRD #2378616
Dual-registered

Dual-registered at WEALTHSPIRE RETIREMENT ADVISORY

Experience
22 yrs
States
4
Exams
3
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
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EC

Eric Christopher Nichols

Pennsylvania·CRD #4684838
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
23 yrs
States
2
Exams
4
Since
2003
Est. fee
AUM / Hourly / Flat Fee
View profile
EC

Eric Christopher Penz

Texas·CRD #4416096
Dual-registered

Dual-registered at PRIVATE ADVISORY

Experience
13 yrs
States
2
Exams
5
Since
2013
Fee
AUM / Performance-based
Minimum
$500k
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EC

Eric Christopher Rasch

Illinois·CRD #7128120
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Flat Fee
View profile
EC

Eric Christopher Tweeden

Florida·CRD #2779169
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
3
Exams
4
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EC

Eric Chun Eng

New Jersey·CRD #7043315
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
EC

Eric Clarke

Nebraska·CRD #2917776
Dual-registered

Dual-registered at ORION PORTFOLIO SOLUTIONS, LLC

Experience
29 yrs
States
1
Exams
4
Since
1997
Est. fee
AUM / Flat Fee / Performance-based
View profile
EC

Eric Clay Spencer

Michigan·CRD #2605945
Dual-registered

Dual-registered at SECURE ASSET MANAGEMENT, L.L.C.

Experience
15 yrs
States
1
Exams
3
Since
2011
Est. fee
AUM / Flat Fee / Other
View profile
EC

Eric Clifford Sutliff

Pennsylvania·CRD #1112533
Dual-registered

Dual-registered at VANDERBILT ADVISORY SERVICES

Experience
43 yrs
States
1
Exams
5
Since
1983
Est. fee
AUM / Hourly / Flat Fee
View profile
EC

Eric C Mitchell

Michigan·CRD #5188105
IA Rep

Investment Adviser Rep at RETIREMENT PLAN ADVISORS, LLC

Experience
20 yrs
States
2
Exams
4
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
EC

Eric Copeland Brown

Massachusetts·CRD #2355012
Dual-registered

Dual-registered at COPELAND CAPITAL MANAGEMENT, LLC

Experience
23 yrs
States
1
Exams
3
Since
2003
Fee
AUM
View profile
EC

Eric Cote

Nebraska·CRD #7415669
Dual-registered

Dual-registered at SOUND INCOME STRATEGIES, LLC

Experience
4 yrs
States
1
Exams
5
Since
2022
Fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
EC

Eric C Savio

Missouri·CRD #6594147
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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