AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
EM

Eric M Gomes

Rhode Island·CRD #8251821
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
EM

Eric Michael Aiello

New Jersey·CRD #3234251
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
3
Since
2000
Est. fee
AUM / Commission / Flat Fee
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EM

Eric Michael Aplis

Texas·CRD #7963768
IA Rep

Investment Adviser Rep at CAVANAL HILL INVESTMENT MANAGEMENT, INC.

Experience
2 yrs
States
1
Exams
1
Since
2024
Fee
AUM
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EM

Eric Michael Bokesch

Ohio·CRD #4430340
Dual-registered

Dual-registered at MARINER INSTITUTIONAL, LLC

Experience
24 yrs
States
1
Exams
4
Since
2002
Fee
AUM / Hourly / Flat Fee
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EM

Eric Michael Brunton

Indiana·CRD #5391978
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
3
Exams
4
Since
2007
Est. fee
AUM / Commission / Flat Fee
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EM

Eric Michael Clayton

Florida·CRD #6401141
Dual-registered

Dual-registered at BPS WEALTH ADVISORS, INC.

Experience
9 yrs
States
3
Exams
3
Since
2017
Fee
AUM
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EM

Eric Michael Deroche

California·CRD #5454246
Dual-registered

Dual-registered at FREEGULLIVER, LLC

Experience
18 yrs
States
5
Exams
6
Since
2008
Est. fee
AUM / Commission / Flat Fee / Performance-based
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EM

Eric Michael Duskin

New Jersey·CRD #6160418
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
3
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Eric Michael Fitch

North Carolina·CRD #4366283
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
2
Exams
5
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Eric Michael Gaspich

Pennsylvania·CRD #7330427
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
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EM

Eric Michael Grafnitz

Minnesota·CRD #4931788
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
9 yrs
States
1
Exams
7
Since
2017
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
EM

Eric Michael Hildenbrand

Pennsylvania·CRD #5411037
Dual-registered

Dual-registered at AURDAN CAPITAL MANAGEMENT, LLC

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Flat Fee
Minimum
$1.0M
View profile
EM

Eric Michael Jacobsen

Arizona·CRD #2155456
Dual-registered

Dual-registered at JACOBSEN CAPITAL MANAGEMENT

Experience
29 yrs
States
3
Exams
4
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
EM

Eric Michael Jensen

Colorado·CRD #2740423
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
2
Exams
4
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EM

Eric Michael Kaestner

Iowa·CRD #4547026
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
24 yrs
States
3
Exams
5
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EM

Eric Michael Lardner

Texas·CRD #4708444
Dual-registered

Dual-registered at SOUND INCOME STRATEGIES, LLC

Experience
13 yrs
States
1
Exams
5
Since
2013
Fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
EM

Eric Michael Light

Texas·CRD #5566451
Dual-registered

Dual-registered at HUB INVESTMENT PARTNERS, LLC

Experience
15 yrs
States
1
Exams
4
Since
2011
Est. fee
AUM / Hourly / Flat Fee
View profile
EM

Eric Michael Mattei

Florida·CRD #5768784
Dual-registered

Dual-registered at MCADAM LLC

Experience
16 yrs
States
2
Exams
3
Since
2010
Est. fee
AUM / Flat Fee
View profile
EM

Eric Michael Melman

New Jersey·CRD #4942744
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
3
Exams
3
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Eric Michael Meyer

Missouri·CRD #7771864
IA Rep

Investment Adviser Rep at FOUNDATIONS INVESTMENT ADVISORS LLC

States
1
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
EM

Eric Michael Mulligan

Nebraska·CRD #5893054
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
13 yrs
States
2
Exams
5
Since
2013
Fee
AUM / Other
View profile
EM

Eric Michael Nieto

California·CRD #5085587
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
20 yrs
States
4
Exams
4
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EM

Eric Michael Reed

Texas·CRD #6348433
IA Rep

Investment Adviser Rep at QUARTZ PARTNERS INVESTMENT MANAGEMENT

Experience
11 yrs
States
1
Exams
4
Since
2015
Est. fee
AUM / Flat Fee
Minimum
$10k
View profile
EM

Eric Michael Rigby

Louisiana·CRD #5439474
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
18 yrs
States
1
Exams
4
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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