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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
FJ

Francis J. Dendulk

Pennsylvania·CRD #6885509
IA Rep

Investment Adviser Rep at AEM ASSET MANAGEMENT, LLC

Experience
9 yrs
States
1
Exams
1
Since
2017
Est. fee
AUM / Hourly / Flat Fee
View profile
FJ

Francis J. Detota

New Jersey·CRD #5596745
IA Rep

Investment Adviser Rep at ESI FINANCIAL ADVISORS

Experience
17 yrs
States
2
Exams
3
Since
2009
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
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FJ

Francis J Foley

Colorado·CRD #6514647
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
1
Exams
4
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
FJ

Francis J McKenna

California·CRD #4825383
Dual-registered

Dual-registered at AEGIS CAPITAL CORP.

Experience
9 yrs
States
2
Exams
7
Since
2017
Est. fee
AUM / Hourly
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FJ

Francis John McKiernan

New York·CRD #6321345
Dual-registered

Dual-registered at THIRD VIEW PRIVATE WEALTH

Experience
12 yrs
States
2
Exams
3
Since
2014
Fee
AUM / Flat Fee
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FJ

Francis John Meuse

Texas·CRD #7824036
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
2 yrs
States
1
Exams
4
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
FJ

Francis John Popernik

Illinois·CRD #8152641
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
FJ

Francis J O'Neill III

Texas·CRD #3277622
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
27 yrs
States
1
Exams
6
Since
1999
Est. fee
AUM / Flat Fee
View profile
FJ

Francis Joseph Capriotti

Pennsylvania·CRD #4964961
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
21 yrs
States
1
Exams
4
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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FJ

Francis Joseph Gilbride

Connecticut·CRD #7326894
IA Rep

Investment Adviser Rep at GREENWICH WEALTH MANAGEMENT, LLC

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
FJ

Francis Joseph Hebert

Maryland·CRD #2262576
Dual-registered

Dual-registered at FOUNDATIONS INVESTMENT ADVISORS LLC

Experience
22 yrs
States
1
Exams
4
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
FJ

Francis Joseph Keene

New Jersey·CRD #1380172
Dual-registered

Dual-registered at PRINCETON GLOBAL ASSET MANAGEMENT LLC

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Flat Fee
Minimum
$1.0M
View profile
FJ

Francis Joseph Murphy III

New Jersey·CRD #2283490
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
2
Exams
4
Since
1992
Est. fee
AUM / Commission / Flat Fee
View profile
FJ

Francis Joseph Vlock

Nebraska·CRD #828638
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
44 yrs
States
1
Exams
5
Since
1982
Est. fee
AUM / Hourly / Flat Fee
View profile
FJ

Francis J St. Vincent Jr

Connecticut·CRD #6044787
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
3
Exams
7
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
FL

Francis Lawrence Barbieri

Pennsylvania·CRD #4460435
Dual-registered

Dual-registered at MISSIONSQUARE WEALTH MANAGEMENT

Experience
24 yrs
States
1
Exams
4
Since
2002
Fee
AUM
View profile
FL

Francis Leo Abella

California·CRD #2178797
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
6
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
FM

Francis Marion Bass III

Alabama·CRD #4749541
IA Rep

Investment Adviser Rep at LEE DANNER & BASS INC

Experience
22 yrs
States
2
Since
2004
Est. fee
AUM
View profile
FM

Francis Marion Cockrell

California·CRD #2747996
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
3
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
FM

Francis Martin Gillis

Colorado·CRD #1590453
Dual-registered

Dual-registered at WELLTH ADVISORY SERVICES, LLC

Experience
27 yrs
States
3
Exams
6
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
FM

Francis Michael Collins

Connecticut·CRD #5168422
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
4
Exams
4
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
FM

Francis Michael Gargano

New Jersey·CRD #2250170
Dual-registered

Dual-registered at CREATIVEONE WEALTH, LLC

Experience
34 yrs
States
3
Exams
5
Since
1992
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
FM

Francis Michael Gramlich

New Jersey·CRD #4641408
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
1
Exams
5
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
FM

Francis Michael Gutrich

Illinois·CRD #1628258
Dual-registered

Dual-registered at APOLLON FINANCIAL, LLC

Experience
39 yrs
States
1
Exams
4
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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