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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
GK

Gary Kahn Stern

New York·CRD #1351563
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
41 yrs
States
2
Exams
4
Since
1985
Est. fee
AUM / Commission / Flat Fee
View profile
GK

Gary Keith Allen

California·CRD #1821674
Dual-registered

Dual-registered at PRUDENT INVESTOR ADVISORS, LLC

Experience
22 yrs
States
1
Exams
4
Since
2004
Est. fee
AUM / Hourly / Flat Fee
View profile
GK

Gary Keith Shepherd

North Carolina·CRD #868540
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
47 yrs
States
2
Exams
7
Since
1979
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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GK

Gary Kent Drake

Kansas·CRD #5752391
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
16 yrs
States
3
Exams
3
Since
2010
Fee
AUM / Hourly / Flat Fee
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GK

Gary Kurt Hager

Florida·CRD #1569704
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
36 yrs
States
3
Exams
6
Since
1990
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
GK

Gary Kwapiszeski

Arizona·CRD #7371412
IA Rep

Investment Adviser Rep at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
5 yrs
States
4
Exams
1
Since
2021
Fee
AUM
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GL

Gary Lane Glover

Georgia·CRD #1647229
Dual-registered

Dual-registered at CONCORDE ASSET MANAGEMENT, LLC

Experience
39 yrs
States
2
Exams
9
Since
1987
Est. fee
AUM / Hourly / Flat Fee / Other
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GL

Gary Lane Pankratz

Texas·CRD #1616879
Dual-registered

Dual-registered at THE CLARUS GROUP

Experience
39 yrs
States
1
Exams
5
Since
1987
Est. fee
AUM / Flat Fee / Other
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GL

Gary Lawson Grigsby

California·CRD #3167632
Dual-registered

Dual-registered at ALLWORTH FINANCIAL, L.P.

Experience
26 yrs
States
2
Exams
8
Since
2000
Fee
AUM / Flat Fee / Performance-based
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GL

Gary Lee Dennis

Florida·CRD #2167101
IA Rep

Investment Adviser Rep at COMPREHENSIVE WEALTH SOLUTIONS, LLC

Experience
24 yrs
States
4
Exams
3
Since
2002
Fee
AUM / Hourly / Flat Fee
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GL

Gary Lee Howard Jr

Ohio·CRD #2820897
Dual-registered

Dual-registered at CALTON & ASSOCIATES, INC.

Experience
30 yrs
States
2
Exams
3
Since
1996
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based
Minimum
$50k
View profile
GL

Gary Lee Jameson

Connecticut·CRD #4199611
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
26 yrs
States
1
Exams
8
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
GL

Gary Lee Kieffner Jr

Tennessee·CRD #2843171
Dual-registered

Dual-registered at SILVER OAK SECURITIES, INC.

Experience
29 yrs
States
2
Exams
5
Since
1997
Est. fee
AUM / Hourly / Flat Fee
View profile
GL

Gary Lee Lucy

Washington·CRD #1609126
Dual-registered

Dual-registered at PACIFIC ASSET MANAGEMENT, LLC

Experience
28 yrs
States
1
Exams
3
Since
1998
Est. fee
AUM
Minimum
$250k
View profile
GL

Gary Lee Wales

Michigan·CRD #1093254
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
43 yrs
States
1
Exams
8
Since
1983
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
GL

Gary Lee Williams

Kentucky·CRD #1683965
Dual-registered

Dual-registered at UNITED ADVISOR GROUP

Experience
37 yrs
States
1
Exams
4
Since
1989
Fee
AUM / Hourly / Flat Fee
View profile
GL

Gary Leo Wargo

Alabama·CRD #4915239
Dual-registered

Dual-registered at CAPE INVESTMENT ADVISORY, INC.

Experience
21 yrs
States
8
Exams
4
Since
2005
Fee
AUM
Minimum
$25k
View profile
GL

Gary Levenstein

California·CRD #1377536
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
34 yrs
States
1
Exams
2
Since
1992
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
GL

Gary Lewis Bernard

Florida·CRD #706672
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
42 yrs
States
1
Exams
7
Since
1984
Est. fee
AUM / Hourly / Flat Fee
View profile
GL

Gary Lewis Garrett

Iowa·CRD #3102999
IA Rep

Investment Adviser Rep at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
28 yrs
States
1
Exams
5
Since
1998
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile
GL

Gary Lewis Nelson

Florida·CRD #4439540
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
25 yrs
States
4
Exams
4
Since
2001
Est. fee
AUM / Flat Fee
View profile
GL

Gary Lew Warren

North Carolina·CRD #1455202
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
2
Exams
5
Since
1986
Est. fee
AUM / Commission / Flat Fee
View profile
GL

Gary L McGuirk

Connecticut·CRD #2797218
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
3
Exams
5
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
GL

Gary L Myers

Kansas·CRD #4608155
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
24 yrs
States
1
Exams
5
Since
2002
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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