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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AB

Andrew Bryan Connolly

Alabama·CRD #6299233
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
21
Fee
AUM / Hourly / Flat Fee
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AB

Andrew Bryant Duffy

Illinois·CRD #7271130
IA Rep

Investment Adviser Rep at MCADAM LLC

States
2
Fee
AUM / Flat Fee
View profile
AB

Andrew Bun Chhor

Washington·CRD #7432158
IA Rep

Investment Adviser Rep at BEACON POINTE ADVISORS, LLC

Experience
5 yrs
States
1
Since
2021
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
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AB

Andrew Buscetto

Arizona·CRD #4513572
IA Rep

Investment Adviser Rep at NEWEDGE ADVISORS

States
19
Fee
AUM / Hourly / Flat Fee
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AB

Andrew Bybee

Alabama·CRD #7697206
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
3 yrs
States
2
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Other
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AB

Andrew Byren

Arizona·CRD #7020995
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
31
Fee
AUM / Commission / Flat Fee
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AC

Andrew Caleb Becerra

Alabama·CRD #7501732
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
46
Fee
AUM / Commission / Flat Fee
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AC

Andrew Calvin Patisaul

Alabama·CRD #8014870
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
7
Fee
AUM / Commission / Flat Fee
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AC

Andrew Calvin Sumallo

California·CRD #7863977
IA Rep

Investment Adviser Rep at BROOKSTONE CAPITAL MANAGEMENT LLC

States
3
Fee
AUM / Hourly / Flat Fee
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AC

Andrew Cannon Epperson

Florida·CRD #4018205
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
6
Fee
AUM / Hourly / Flat Fee
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AC

Andrew Carl Amys

Alabama·CRD #6043992
IA Rep

Investment Adviser Rep at INDEPENDENT ADVISOR ALLIANCE, LLC

States
27
Fee
AUM / Hourly / Flat Fee
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AC

Andrew Carl Ashworth

Florida·CRD #4782049
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
6
Fee
AUM / Hourly / Flat Fee
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AC

Andrew Carson Day

Delaware·CRD #8036250
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
14
Fee
AUM / Commission / Flat Fee
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AC

Andrew Casey Baum

North Carolina·CRD #5366145
IA Rep

Investment Adviser Rep at DIMENSIONAL FUND ADVISORS LP

States
2
Fee
AUM / Performance-based
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AC

Andrew Castor

Alabama·CRD #6587152
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
52
Fee
AUM / Commission / Flat Fee
View profile
AC

Andrew Cavasino

Connecticut·CRD #8103855
IA Rep

Investment Adviser Rep at FOUNDATIONS INVESTMENT ADVISORS LLC

States
1
Fee
AUM / Hourly / Flat Fee
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AC

Andrew C Brace

Michigan·CRD #6365633
IA Rep

Investment Adviser Rep at COPPELL ADVISORY SOLUTIONS LLC

Experience
12 yrs
States
1
Exams
1
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
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AC

Andrew C Choi

Alabama·CRD #7668161
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Fee
AUM / Commission / Flat Fee
View profile
AC

Andrew C Farmer

Arkansas·CRD #4600787
IA Rep

Investment Adviser Rep at KINGSVIEW WEALTH MANAGEMENT, LLC

States
1
Fee
AUM / Hourly / Flat Fee
View profile
AC

Andrew C Gallik

Ohio·CRD #7656054
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
1
Fee
AUM / Hourly / Flat Fee
View profile
AC

Andrew Chai Soontharotoke

Alabama·CRD #6673953
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
43
Fee
AUM / Commission / Flat Fee
View profile
AC

Andrew Charles Blunt

Alaska·CRD #4218755
IA Rep

Investment Adviser Rep at THE AMERIFLEX GROUP

States
29
Fee
AUM / Hourly / Flat Fee
View profile
AC

Andrew Charles Buehler

Illinois·CRD #7059944
Dual-registered

Dual-registered at FYRA CAPITAL MANAGEMENT

Experience
7 yrs
States
3
Exams
4
Since
2019
Est. fee
AUM / Hourly / Flat Fee
View profile
AC

Andrew Charles Duddingston

Arizona·CRD #7977195
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
13
Fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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