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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AC

Andrew C Schorr

Florida·CRD #6697041
IA Rep

Investment Adviser Rep at INDEPENDENT FINANCIAL PARTNERS

States
1
Fee
AUM / Hourly / Flat Fee / Other
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AC

Andrew C Wages

Alabama·CRD #4012884
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Fee
AUM / Commission / Flat Fee
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AC

Andrew C Wilkin

Alabama·CRD #2014750
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Fee
AUM / Commission / Flat Fee
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Andrew Dale Clark

District Of Columbia·CRD #6261814
IA Rep

Investment Adviser Rep at MARSHFIELD ASSOCIATES

States
1
Fee
AUM / Performance-based
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Andrew D Allen

Arizona·CRD #2579061
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
43
Fee
AUM / Commission / Flat Fee
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Andrew Damien Burns

Arizona·CRD #4272673
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
24
Fee
AUM / Commission / Flat Fee
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Andrew Dane Theodore

California·CRD #6545045
IA Rep

Investment Adviser Rep at LIDO

States
2
Fee
AUM / Hourly / Flat Fee / Performance-based
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Andrew Daniel Baron

Alabama·CRD #6925994
IA Rep

Investment Adviser Rep at SPIRE WEALTH MANAGEMENT, LLC

States
51
Fee
AUM / Hourly / Flat Fee
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Andrew Daniel Beason

Alaska·CRD #6088706
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
17
Fee
AUM / Commission / Flat Fee
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Andrew Daron Barnhill

Texas·CRD #8035659
IA Rep

Investment Adviser Rep at HORNOR, TOWNSEND & KENT, LLC

States
1
Fee
AUM / Hourly / Flat Fee / Other
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Andrew David Baillie

Delaware·CRD #5574704
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
17
Fee
AUM / Hourly / Flat Fee
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Andrew David Jackel

Arizona·CRD #2826862
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
36
Fee
AUM / Commission / Flat Fee
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Andrew David Kleis

Alabama·CRD #4492750
Dual-registered

Dual-registered at ARETE WEALTH ADVISORS, LLC

Experience
24 yrs
States
24
Exams
4
Since
2002
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
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Andrew David Miller

Alaska·CRD #4506431
IA Rep

Investment Adviser Rep at WESTERN WEALTH MANAGEMENT LLC

States
17
Fee
AUM / Hourly / Flat Fee
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Andrew David Morales

Arizona·CRD #7137594
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
9
Fee
AUM / Commission / Flat Fee
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Andrew David Rubin

California·CRD #1009086
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
14
Fee
AUM / Hourly / Flat Fee
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Andrew David Sbardella

Florida·CRD #6758443
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
5
Fee
AUM / Hourly / Flat Fee
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Andrew David Shapowal

Pennsylvania·CRD #7690333
IA Rep

Investment Adviser Rep at SUMMIT FINANCIAL, LLC

Experience
3 yrs
States
1
Since
2023
Est. fee
AUM / Flat Fee
Minimum
$100k
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Andrew David Simmons

Alabama·CRD #4426882
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
45
Fee
AUM / Commission / Flat Fee
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Andrew David Smigelski

Colorado·CRD #7274531
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
7
Fee
AUM / Hourly / Flat Fee
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Andrew David Smith

Ohio·CRD #5313987
IA Rep

Investment Adviser Rep at STRATOS WEALTH ADVISORS LLC

States
2
Fee
AUM / Hourly / Flat Fee / Other
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Andrew David Stewart

California·CRD #6169435
IA Rep

Investment Adviser Rep at LIDO

States
4
Fee
AUM / Hourly / Flat Fee / Performance-based
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Andrew David Strobert

Massachusetts·CRD #5044927
IA Rep

Investment Adviser Rep at VICTORY CAPITAL MANAGEMENT INC.

States
1
Fee
AUM / Flat Fee / Performance-based
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Andrew David Tiarks

Arizona·CRD #6559126
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
22
Fee
AUM / Hourly / Flat Fee
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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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