AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
HS

Haley Samantha Behm

California·CRD #6674945
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
HG

Hal Gary Anderson Mr.

Utah·CRD #2432623
IA Rep

Investment Adviser Rep at SOLTIS INVESTMENT ADVISORS, LLC

Experience
32 yrs
States
1
Exams
1
Since
1994
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$750k
View profile
HB

Hali Browne London

California·CRD #2514735
IA Rep

Investment Adviser Rep at COMPOUND PLANNING, INC.

Experience
8 yrs
States
7
Exams
1
Since
2018
Est. fee
AUM / Flat Fee / Other
Minimum
$25k
View profile
HS

Halida Sher

Maryland·CRD #7679364
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
3
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
HA

Halie Annmarie Stewart

Florida·CRD #8169541
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
2
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
HV

Halie Vann Hinchey Gray

Georgia·CRD #6389424
Dual-registered

Dual-registered at IFG ADVISORY, LLC

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile
HF

Halina Fiedorowicz

Connecticut·CRD #4501812
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
24 yrs
States
1
Exams
6
Since
2002
Est. fee
AUM / Flat Fee
View profile
HJ

Hal Joel Michels

Pennsylvania·CRD #3250366
Dual-registered

Dual-registered at PROSPERITY - AN EISNERAMPER COMPANY

Experience
26 yrs
States
1
Exams
3
Since
2000
Fee
AUM / Hourly / Flat Fee
View profile
HH

Hallah Helena Fonseca

Ohio·CRD #7719346
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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HH

Halle Hewitt

California·CRD #7907387
IA Rep

Investment Adviser Rep at STRATOS WEALTH PARTNERS, LTD

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
HL

Hal Lettice

Texas·CRD #3173132
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
2
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HC

Halley Cristel McKenzie

Florida·CRD #5264940
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
5
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
HA

Halli Ann Bradice Tschannen

Florida·CRD #1083381
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
32 yrs
States
2
Exams
4
Since
1994
Est. fee
AUM / Flat Fee
View profile
HA

Hallie Ann Brenis

Florida·CRD #4097876
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
25 yrs
States
1
Exams
6
Since
2001
Est. fee
AUM / Flat Fee
View profile
HJ

Hallie Jordan Dena

California·CRD #6643587
IA Rep

Investment Adviser Rep at TRILOGY CAPITAL, INC.

Experience
9 yrs
States
2
Exams
2
Since
2017
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HK

Hallie Kirstin Hene

Georgia·CRD #6841259
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
8 yrs
States
2
Exams
4
Since
2018
Fee
AUM / Hourly / Flat Fee
View profile
HS

Hallie Swayze Marshall

Mississippi·CRD #5842223
Dual-registered

Dual-registered at SPIRE WEALTH MANAGEMENT, LLC

Experience
13 yrs
States
1
Exams
5
Since
2013
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
HB

Hallvard Boehn

North Carolina·CRD #7865942
IA Rep

Investment Adviser Rep at GUARDIAN WEALTH ADVISORS, LLC

States
1
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
HM

Hal Matthew Gilbert

New Jersey·CRD #726962
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
42 yrs
States
1
Exams
8
Since
1984
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HB

Halsten Barszcz

Colorado·CRD #8307825
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
HV

Hal Vincent Caprara

Illinois·CRD #4863473
Dual-registered

Dual-registered at BCG SECURITIES, INC.

Experience
22 yrs
States
3
Exams
4
Since
2004
Est. fee
AUM / Commission / Flat Fee
Minimum
$25k
View profile
HW

Hal William Brown

New Jersey·CRD #1810882
Dual-registered

Dual-registered at A.G.P / ALLIANCE GLOBAL PARTNERS

Experience
38 yrs
States
2
Exams
5
Since
1988
Est. fee
AUM / Hourly / Other
Minimum
$10k
View profile
HS

Hameem Syed Shah

Texas·CRD #6129326
Dual-registered

Dual-registered at ALLY INVEST ADVISORS

Experience
6 yrs
States
1
Exams
5
Since
2020
Fee
AUM
Minimum
$100k
View profile
HA

Hamid Akbarnataj

North Carolina·CRD #8153758
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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