AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
HF

Harry Fanto

Texas·CRD #7779996
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
HF

Harry Franklin Bradford Jr

Alabama·CRD #3169748
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
2
Exams
4
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
HF

Harry Frederick Zinsser III

Virginia·CRD #7262475
Dual-registered

Dual-registered at UNITED WEALTH MANAGEMENT, LLC

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
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HG

Harry George Smelcer Jr

Missouri·CRD #1435217
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
41 yrs
States
2
Exams
6
Since
1985
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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HG

Harry G Sturgis

Maryland·CRD #5426719
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Flat Fee
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HH

Harry Hoover Horning

Idaho·CRD #250313
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
49 yrs
States
5
Exams
6
Since
1977
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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HH

Harry Hoover Horning II

Maryland·CRD #6169118
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
13 yrs
States
4
Exams
3
Since
2013
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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HI

Harry Ian Zwick

New York·CRD #5847512
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
3
Exams
4
Since
2011
Est. fee
AUM / Commission / Flat Fee
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HJ

Harry James McGowan IV

Michigan·CRD #2807417
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
1
Exams
7
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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HJ

Harry Joseph Clark

Pennsylvania·CRD #47573
IA Rep

Investment Adviser Rep at CLARK CAPITAL MANAGEMENT GROUP INC

Experience
56 yrs
States
1
Exams
6
Since
1970
Est. fee
AUM
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HJ

Harry J Parker

Texas·CRD #5136522
Dual-registered

Dual-registered at M. E. ALLISON & CO., INC.

Experience
20 yrs
States
1
Exams
4
Since
2006
Est. fee
AUM / Hourly / Other
Minimum
$100k
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HK

Harry Keir Oxley

California·CRD #2827738
Dual-registered

Dual-registered at DOUBLE BAY MANAGEMENT & PLANNING

Experience
15 yrs
States
1
Exams
4
Since
2011
Fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
HK

Harry Kenneth Ratliff

California·CRD #1097353
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
3
Exams
4
Since
1983
Est. fee
AUM / Commission / Flat Fee
View profile
HL

Harry Leonard Hackett III

New York·CRD #2703372
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
2
Exams
5
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
HL

Harry Leon Wallace III

Texas·CRD #6006012
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
1
Exams
5
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
HL

Harry Lynn Striplin

Oregon·CRD #1023235
Dual-registered

Dual-registered at ORCA INVESTMENT MANAGEMENT, LLC

Experience
44 yrs
States
1
Exams
10
Since
1982
Fee
AUM / Flat Fee / Other
View profile
HM

Harry Marc Rouzeau

New York·CRD #2601524
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
31 yrs
States
2
Exams
6
Since
1995
Est. fee
AUM / Hourly / Flat Fee
View profile
HM

Harry Mark Purcel

Illinois·CRD #1949430
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
37 yrs
States
2
Exams
4
Since
1989
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
View profile
HM

Harry Matthew Lewis

Pennsylvania·CRD #8159677
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
HM

Harry Miller

Connecticut·CRD #7513139
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
HM

Harry Mitchell Meaux

Louisiana·CRD #7274681
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
6 yrs
States
2
Exams
6
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile
HN

Harry Newmark

Ohio·CRD #3012465
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
2
Exams
4
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
HN

Harry Noble Pearson

Alabama·CRD #2847191
Dual-registered

Dual-registered at ONEASCENT FINANCIAL SERVICES LLC

Experience
29 yrs
States
2
Exams
6
Since
1997
Est. fee
AUM / Hourly / Flat Fee
View profile
HP

Harry Pete Karageorge

Virginia·CRD #3187310
Dual-registered

Dual-registered at STEIGERWALD, GORDON & KOCH - WEALTH ADVISORS

Experience
19 yrs
States
1
Exams
5
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$600k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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