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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
HK

Harvey Kaicheung Lam

Florida·CRD #2585242
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
31 yrs
States
1
Exams
4
Since
1995
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HL

Harvey Lee Maclin

Georgia·CRD #6134877
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
13 yrs
States
1
Exams
3
Since
2013
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
HL

Harvey L Snider Jr

Georgia·CRD #730633
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
45 yrs
States
2
Exams
8
Since
1981
Est. fee
AUM / Commission / Flat Fee
View profile
HM

Harvey Michael Rosenberg

Ohio·CRD #2295541
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
4
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
HM

Harvey Micheal Thomas

South Carolina·CRD #1532678
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
40 yrs
States
2
Exams
5
Since
1986
Est. fee
AUM / Hourly / Flat Fee
View profile
HS

Harvey Saint-Jean

Illinois·CRD #7771591
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
4
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
HW

Harvey Warren Sax

Utah·CRD #1831458
Dual-registered

Dual-registered at ALPHA WEALTH FUNDS, LLC

Experience
16 yrs
States
1
Exams
4
Since
2010
Est. fee
AUM / Commission / Hourly / Performance-based / Subscription / Other
Minimum
$500k
View profile
HA

Harvis Armando Astorga

South Carolina·CRD #5792578
Dual-registered

Dual-registered at GUERRA WEALTH ADVISORS

Experience
14 yrs
States
1
Exams
6
Est. fee
AUM / Hourly / Flat Fee
View profile
HD

Hasan Deen Bowers

Texas·CRD #8171888
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
1
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
HR

Haseeb R Arien

Texas·CRD #7314172
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
HS

Hasen Shaner

Illinois·CRD #8180601
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
HM

Hasnain Mir

New Jersey·CRD #2637422
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
5
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
HA

Hassan Abedi

California·CRD #5140836
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
6
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
HL

Hastings Lucille Marks

Alabama·CRD #7488589
Dual-registered

Dual-registered at SYNOVUS SECURITIES, INC.

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
HT

Ha Thi Ngoc Tran

Texas·CRD #7088506
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
HS

Hatim Smouni

Arkansas·CRD #5099234
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
2
Exams
3
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
HM

Hattie Mae Wright

Maryland·CRD #6363087
IA Rep

Investment Adviser Rep at INGALLS & SNYDER LLC

Experience
12 yrs
States
8
Exams
1
Since
2014
Fee
AUM / Flat Fee / Performance-based
Minimum
$100k
View profile
HB

Hayden Barre-Henuset

California·CRD #8212028
IA Rep

Investment Adviser Rep at ONE CAPITAL MANAGEMENT, LLC

States
1
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee / Subscription
Minimum
$500k
View profile
HB

Hayden Beckett Jankoski

California·CRD #8196865
IA Rep

Investment Adviser Rep at WHITTIER ADVISORS, LLC

Experience
1 yrs
States
2
Exams
1
Since
2025
Est. fee
AUM / Flat Fee
View profile
HB

Hayden Bryant Hall

N/A·CRD #7485667
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
4 yrs
Exams
3
Since
2022
Est. fee
AUM / Flat Fee
View profile
HC

Hayden Carbine

Illinois·CRD #8250461
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
HC

Hayden Charles Bowring

Texas·CRD #6549549
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
HD

Hayden David Nickell

Michigan·CRD #8234912
Dual-registered

Dual-registered at RETIREMENT PLAN ADVISORS, LLC

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
HD

Hayden Douglas Zeidler

Iowa·CRD #5016168
IA Rep

Investment Adviser Rep at GILBERT & COOK, INC.

States
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 1302 | AdvisorFinder