AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
HM

Heather Michelle Cox

Iowa·CRD #7713127
Dual-registered

Dual-registered at NATIONS FINANCIAL GROUP, INC.

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Flat Fee
Minimum
$25k
View profile
HM

Heather Michelle Hennigh

Texas·CRD #5670447
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
16 yrs
States
1
Exams
3
Since
2010
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HM

Heather M Maki

Minnesota·CRD #6431436
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
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HM

Heather M. Schramm

Louisiana·CRD #4274261
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
26 yrs
States
2
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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HM

Heather M West

Texas·CRD #4164590
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
24 yrs
States
2
Exams
3
Since
2002
Est. fee
AUM / Hourly / Flat Fee
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HN

Heather Nadeau

Virginia·CRD #7607423
Dual-registered

Dual-registered at &PARTNERS

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
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HN

Heather Nicole Hammonds

Alabama·CRD #5653036
Dual-registered

Dual-registered at CAPE INVESTMENT ADVISORY, INC.

Experience
1 yrs
States
3
Exams
3
Since
2025
Fee
AUM
Minimum
$25k
View profile
HN

Heather Nicole Mullinix

Florida·CRD #3134632
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
4
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HN

Heather Nicole Tomka

Arizona·CRD #6189339
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

States
1
Exams
4
Since
2026
Est. fee
AUM / Other
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HN

Heather N Lindenberg

Michigan·CRD #2150606
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
2
Exams
5
Since
1992
Est. fee
AUM / Commission / Flat Fee
View profile
HN

Heather N Morrow

Kansas·CRD #5244687
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
3
Exams
5
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
HN

Heather Noel Lakner

Maryland·CRD #6556914
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
6 yrs
States
3
Exams
3
Since
2020
Est. fee
AUM / Flat Fee
View profile
HN

Heather Nye

Florida·CRD #5459869
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
5
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
HP

Heather Paige Parks

Texas·CRD #7829727
IA Rep

Investment Adviser Rep at CAIN, WATTERS & ASSOCIATES, LLC

Experience
3 yrs
States
1
Exams
1
Since
2023
Fee
AUM / Hourly / Flat Fee
View profile
HP

Heather Pennington Akred

Missouri·CRD #1959476
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
2
Exams
4
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
HP

Heather Peterson Weber

Colorado·CRD #2911524
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
3
Exams
6
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
HP

Heather Pollack

Ohio·CRD #2307380
IA Rep

Investment Adviser Rep at OSAIC ADVISORY SERVICES, LLC

Experience
33 yrs
States
1
Exams
4
Since
1993
Est. fee
AUM / Hourly / Flat Fee
View profile
HR

Heather Rachel Gottlich

California·CRD #1813220
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
38 yrs
States
2
Exams
5
Since
1988
Est. fee
AUM / Commission / Flat Fee
View profile
HR

Heather Raye Jendrusch

Texas·CRD #5205839
Dual-registered

Dual-registered at PARAGON FINANCIAL ADVISORS

Experience
10 yrs
States
1
Exams
3
Since
2016
Fee
AUM / Flat Fee
Minimum
$1.0M
View profile
HR

Heather R Barniak

New York·CRD #6118581
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
14 yrs
States
1
Exams
3
Since
2012
Est. fee
AUM / Hourly / Flat Fee
View profile
HR

Heather Rebecca Heron

Texas·CRD #5149829
Dual-registered

Dual-registered at WELLTH ADVISORY SERVICES, LLC

Experience
17 yrs
States
1
Exams
4
Since
2009
Est. fee
AUM / Hourly / Flat Fee
View profile
HR

Heather Renee Christmann

Michigan·CRD #5630010
IA Rep

Investment Adviser Rep at REGAL INVESTMENT ADVISORS LLC

Experience
17 yrs
States
1
Exams
4
Since
2009
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
HR

Heather Renee Hofstetter

Texas·CRD #5497667
Dual-registered

Dual-registered at ANGELES WEALTH MANAGEMENT, LLC

Experience
16 yrs
States
1
Exams
3
Since
2010
Est. fee
AUM / Performance-based
Minimum
$5.0M
View profile
HR

Heather Renee O'Neill

Illinois·CRD #2135206
Dual-registered

Dual-registered at BEACON POINTE ADVISORS, LLC

Experience
35 yrs
States
2
Exams
5
Since
1991
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 1309 | AdvisorFinder