AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
HL

Hsien Lin

California·CRD #3131802
Dual-registered

Dual-registered at KOVACK ADVISORS, INC.

Experience
28 yrs
States
1
Exams
3
Since
1998
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
HR

Hsien Rong Lu

California·CRD #1107481
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
43 yrs
States
1
Exams
7
Since
1983
Est. fee
AUM / Hourly / Flat Fee
View profile
HY

Hsin Yi Kao

Texas·CRD #8228791
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
2
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
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HS

H Stephen Erik Schloss

California·CRD #2298793
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
5
Since
1993
Est. fee
AUM / Commission / Flat Fee
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HT

H T Duffy

New Jersey·CRD #2679919
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
3
Exams
4
Since
1996
Est. fee
AUM / Commission / Flat Fee
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HC

Hualin Cui

New York·CRD #6543194
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
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HL

Huan Lai

California·CRD #6926903
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
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HX

Huayan Xiao

California·CRD #7616477
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
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HE

Hubert Eugene Wootten III

Tennessee·CRD #1009588
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
45 yrs
States
1
Exams
6
Since
1981
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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HJ

Hubert Jorahua

New Jersey·CRD #7178779
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
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HS

Hubert Saint James Lenczowski

Arizona·CRD #8017865
IA Rep

Investment Adviser Rep at PRIVATE WEALTH PARTNERS, LLC

Experience
2 yrs
States
11
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
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HG

Huckleberry Gibson

Colorado·CRD #7220532
Dual-registered

Dual-registered at ALPHACORE CAPITAL LLC

Experience
6 yrs
States
4
Exams
3
Since
2020
Est. fee
AUM / Flat Fee
Minimum
$1.0M
View profile
HB

Hudson Bazemore

North Carolina·CRD #1539183
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
38 yrs
States
2
Exams
5
Since
1988
Est. fee
AUM / Commission / Flat Fee
View profile
HD

Hudson Dale Whitmore

Florida·CRD #3251580
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
27 yrs
States
3
Exams
4
Since
1999
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
HG

Hudson Gordon Bartlett

Texas·CRD #8092746
Dual-registered

Dual-registered at DIMENSIONAL FUND ADVISORS LP

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Performance-based
Minimum
$250k
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HJ

Hudson J Ruen

Puerto Rico·CRD #7842984
IA Rep

Investment Adviser Rep at HUB INVESTMENT PARTNERS, LLC

Experience
2 yrs
States
2
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
HP

Hudson Park

Minnesota·CRD #8165558
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

States
1
Exams
3
Since
2026
Est. fee
AUM / Other
View profile
HS

Hudson Scott Cain

Florida·CRD #7766745
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Flat Fee
View profile
HL

Huey Lee Richardson

Connecticut·CRD #3253878
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
1
Exams
10
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
HA

Hugh Au

New York·CRD #4412059
Dual-registered

Dual-registered at ARGO INFRASTRUCTURE PARTNERS LP

Experience
5 yrs
States
1
Exams
2
Since
2021
Est. fee
AUM / Performance-based
View profile
HB

Hugh B Phillips

California·CRD #1816426
Dual-registered

Dual-registered at ALLWORTH FINANCIAL, L.P.

Experience
38 yrs
States
1
Exams
6
Since
1988
Fee
AUM / Flat Fee / Performance-based
View profile
HC

Hugh C Bishop Jr.

Florida·CRD #8260040
IA Rep

Investment Adviser Rep at ALPHASTAR CAPITAL MANAGEMENT

States
2
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
HC

Hugh Christopher Keenan

New York·CRD #7931837
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
HC

Hugh Christopher Stewart Taylor

California·CRD #7325431
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 1333 | AdvisorFinder