AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
HA

Hugo Armando Padilla

California·CRD #5505488
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
2
Exams
8
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
HC

Hugo Castro

Florida·CRD #2216157
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
34 yrs
States
6
Exams
9
Since
1992
Est. fee
AUM / Hourly / Flat Fee
View profile
HC

Hugo Cesar Sanchez

Nebraska·CRD #8240700
IA Rep

Investment Adviser Rep at WEALTH MANAGEMENT

States
2
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
HF

Hugo Fabian Ramirez

Florida·CRD #5440197
Dual-registered

Dual-registered at HUDSON HOUSING CAPITAL LLC

Experience
2 yrs
States
1
Exams
5
Since
2024
Est. fee
AUM / Flat Fee / Performance-based
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HJ

Hugo James Kogler Ventura Baptista

Wisconsin·CRD #8011993
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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HJ

Hugo Joseph Bartell

New Jersey·CRD #4444621
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
HM

Hugo Manuel Calenzani

Florida·CRD #4924231
Dual-registered

Dual-registered at MG&A WEALTH

Experience
20 yrs
States
1
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee / Other
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HM

Hugo Marc William Pierrel

New York·CRD #8136739
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
HP

Hugo Piles Ballester

Nebraska·CRD #8194108
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
2
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
HX

Hugo Xavier Carvajal

New Jersey·CRD #5580313
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
17 yrs
States
2
Exams
6
Since
2009
Est. fee
AUM / Hourly / Flat Fee
View profile
HC

Hui Corona

New Jersey·CRD #7125128
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
3
Exams
5
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
HM

Hui Mei Shi

Hawaii·CRD #6461238
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
HS

Huimin Shi

Ohio·CRD #7001979
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
5
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
HW

Hui Wen Chou

New Jersey·CRD #5020711
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
16 yrs
States
2
Exams
6
Since
2010
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
HW

Huiyu Wang

Texas·CRD #8036351
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
HM

Huma Mohiuddin

Pennsylvania·CRD #4715873
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
1
Exams
5
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
HA

Humberto Antonio Minaya Jr

New York·CRD #5098797
Dual-registered

Dual-registered at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
18 yrs
States
1
Exams
5
Since
2008
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile
HG

Humberto Garcia De Alba Carrillo

Florida·CRD #8057285
IA Rep

Investment Adviser Rep at BBVA GLOBAL WEALTH ADVISORS, INC.

Experience
1 yrs
States
2
Since
2025
Est. fee
AUM
Minimum
$500k
View profile
HJ

Humberto Jose Vega

Florida·CRD #4771296
Dual-registered

Dual-registered at INSIGNEO ADVISORY SERVICES, LLC

Experience
22 yrs
States
1
Exams
4
Since
2004
Est. fee
AUM / Flat Fee / Other
Minimum
$100k
View profile
HL

Humberto Larios

Alabama·CRD #7279818
IA Rep

Investment Adviser Rep at CENTAURUS FINANCIAL, INC.

Experience
6 yrs
States
24
Exams
4
Since
2020
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
HL

Humberto Lopez

Florida·CRD #4365800
Dual-registered

Dual-registered at ALLARIA ASSET MANAGEMENT, LLC

Experience
23 yrs
States
1
Exams
6
Since
2003
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$100k
View profile
HR

Humberto Raya Vazquez

Illinois·CRD #7219186
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
5
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
HG

Humphrey Gervasis Thomas

Georgia·CRD #4918244
Dual-registered

Dual-registered at KOVACK ADVISORS, INC.

Experience
21 yrs
States
2
Exams
4
Since
2005
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
HC

Hung Chih Chen

California·CRD #7639493
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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