AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
HW

Hunter William Bailey

California·CRD #720550
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
46 yrs
States
2
Exams
5
Since
1980
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HW

Hunter William Kolmodin

New Jersey·CRD #8073652
IA Rep

Investment Adviser Rep at WISS PRIVATE CLIENT ADVISORS, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Fee
AUM
Minimum
$1.0M
View profile
HW

Hunter William Schertz

Idaho·CRD #7615915
IA Rep

Investment Adviser Rep at FIVE PINE WEALTH

Experience
4 yrs
States
1
Exams
1
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
HM

Hunt Macdonald Cairns

Texas·CRD #5595245
Dual-registered

Dual-registered at DIMENSIONAL FUND ADVISORS LP

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Performance-based
Minimum
$250k
View profile
HA

Husan-Iddin Abdul-Ghani

New Jersey·CRD #5837317
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
4
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
HA

Hussain A Butt

New York·CRD #7991788
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
HM

Hussain M Ali

Louisiana·CRD #4306804
IA Rep

Investment Adviser Rep at W&S ADVISORY SERVICES, LLC

Experience
25 yrs
States
5
Exams
3
Since
2001
Fee
Flat Fee
View profile
HG

Hussien Garrett Aspaas-Montoya

New Mexico·CRD #7362674
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HD

Huw David Rose

Connecticut·CRD #2916393
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
2
Exams
3
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
HD

Huy Duc Lam

California·CRD #5459111
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
8 yrs
States
2
Since
2018
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
HT

Huyen Tran Jaime

California·CRD #7624323
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
HH

Huy Hoang

N/A·CRD #7811823
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
3 yrs
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
HH

Huy Hoang Le

California·CRD #6402021
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
12 yrs
States
1
Exams
5
Since
2014
Fee
AUM / Other
View profile
HL

Huy Le

South Carolina·CRD #5944298
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
13 yrs
States
2
Exams
3
Since
2013
Est. fee
AUM / Hourly / Flat Fee
View profile
HN

Huy Nguyen

Texas·CRD #7377944
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
1
Exams
5
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
HQ

Huy Quang La

California·CRD #6836866
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
HW

H William Netherton III

Maine·CRD #710952
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
46 yrs
States
2
Exams
5
Since
1980
Est. fee
AUM / Commission / Flat Fee
View profile
HR

Hyacinth Renee Sikes

Florida·CRD #6032995
Dual-registered

Dual-registered at SAN BLAS ADVISORY, INC.

Experience
13 yrs
States
5
Exams
4
Since
2013
Est. fee
AUM / Hourly / Flat Fee
View profile
HN

Hyatt Norman Harper

Minnesota·CRD #5336360
IA Rep

Investment Adviser Rep at MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Experience
19 yrs
States
2
Exams
4
Since
2007
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
HD

Hyelee Dan

California·CRD #5607251
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
17 yrs
States
1
Exams
5
Since
2009
Est. fee
AUM / Hourly / Flat Fee
View profile
HR

Hye Ri Kim

California·CRD #6270867
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
12 yrs
States
2
Exams
6
Since
2014
Est. fee
AUM / Hourly / Flat Fee
View profile
HJ

Hyesung Jang

New York·CRD #8178275
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
HH

Hylton H Early III

North Carolina·CRD #6470446
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
3
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
HL

Hyman Lee

Pennsylvania·CRD #5837881
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
14 yrs
States
1
Exams
3
Since
2012
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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