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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AJ

Andrew J Pritts

Alabama·CRD #7967851
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
52
Fee
AUM / Commission / Flat Fee
View profile
AJ

Andrew J Rudzinski

Alabama·CRD #5922347
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Fee
AUM / Commission / Flat Fee
View profile
AJ

Andrew J Ryan

California·CRD #7315724
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
19
Fee
AUM / Hourly / Flat Fee
View profile
AJ

Andrew J Sanborn

California·CRD #4172585
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

States
9
Fee
AUM / Hourly / Flat Fee
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AJ

Andrew J. Sekula

Texas·CRD #8179061
IA Rep

Investment Adviser Rep at DYNAMIC

States
1
Fee
AUM / Hourly / Flat Fee / Other
View profile
AJ

Andrew J Shamy

Pennsylvania·CRD #5934839
IA Rep

Investment Adviser Rep at STRATOS WEALTH ADVISORS LLC

States
1
Fee
AUM / Hourly / Flat Fee / Other
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AJ

Andrew J Stype

Alabama·CRD #5938791
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Fee
AUM / Commission / Flat Fee
View profile
AJ

Andrew Jules Chabot

Alabama·CRD #4622383
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
11
Fee
AUM / Hourly / Flat Fee
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AJ

Andrew Justin Jones

Virginia·CRD #6923064
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Other
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AJ

Andrew Justin Raudenbush

Arizona·CRD #4761903
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
28
Fee
AUM / Hourly / Flat Fee
View profile
AJ

Andrew J Walsh

Arizona·CRD #7446482
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
10
Fee
AUM / Commission / Flat Fee
View profile
AJ

Andrew J Wright

Arizona·CRD #4562494
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
34
Fee
AUM / Commission / Flat Fee
View profile
AJ

Andrew J Zogby

Arkansas·CRD #7937145
IA Rep

Investment Adviser Rep at WILLIAM BLAIR & COMPANY L.L.C.

States
20
Fee
AUM / Flat Fee
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AK

Andrew Kaelin

Alabama·CRD #7270456
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
13
Fee
AUM / Hourly / Flat Fee
View profile
AK

Andrew Kaplan

Massachusetts·CRD #3059456
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
2
Fee
AUM / Commission / Flat Fee
View profile
AK

Andrew Karban

Mississippi·CRD #7504716
Dual-registered

Dual-registered at NATIONS FINANCIAL GROUP, INC.

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Flat Fee
Minimum
$25k
View profile
AK

Andrew Karl Beach

Arizona·CRD #4480945
IA Rep

Investment Adviser Rep at HANTZ FINANCIAL SERVICES, INC.

States
20
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
AK

Andrew Keith Laslie

Maine·CRD #4223257
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
10 yrs
States
1
Since
2016
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AK

Andrew Kemett Demand

Texas·CRD #5289561
IA Rep

Investment Adviser Rep at SAGE ADVISORY SERVICES LTD CO

States
1
Fee
AUM / Flat Fee
View profile
AK

Andrew Kenneth Keiper

Alabama·CRD #4454982
IA Rep

Investment Adviser Rep at DIMENSIONAL FUND ADVISORS LP

States
51
Fee
AUM / Performance-based
View profile
AK

Andrew Kenneth Pleat

Alabama·CRD #3073662
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
52
Fee
AUM / Commission / Flat Fee
View profile
AK

Andrew Ketner Moore

Alabama·CRD #6516467
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
9
Fee
AUM / Hourly / Flat Fee
View profile
AK

Andrew Kevin Wissell

California·CRD #6353188
IA Rep

Investment Adviser Rep at LIDO

States
2
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
AK

Andrew Kiel Meads

Alabama·CRD #5679625
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
31
Fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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