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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AS

Andrew Stephen Ettlinger

Alabama·CRD #6664274
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Fee
AUM / Commission / Flat Fee
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AS

Andrew Stephen Klazmer

Arizona·CRD #6520751
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
15
Fee
AUM / Hourly / Flat Fee
View profile
AS

Andrew Stephen Leonard

California·CRD #5928927
IA Rep

Investment Adviser Rep at RBC CAPITAL MARKETS, LLC

States
25
Fee
AUM / Flat Fee
View profile
AS

Andrew Stephen Mancuso

Arizona·CRD #5956516
IA Rep

Investment Adviser Rep at THE AMERIFLEX GROUP

States
14
Fee
AUM / Hourly / Flat Fee
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AS

Andrew Stephen Thelander

Arizona·CRD #4657706
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
22 yrs
States
32
Since
2004
Est. fee
AUM / Hourly / Flat Fee / Other
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AS

Andrew Steven Conn

Arizona·CRD #6872597
IA Rep

Investment Adviser Rep at RBC CAPITAL MARKETS, LLC

States
36
Fee
AUM / Flat Fee
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AS

Andrew Steven Cortese

N/A·CRD #7170385
IA Rep

Investment Adviser Rep at MODERA WEALTH MANAGEMENT, LLC

Fee
AUM / Hourly / Flat Fee
View profile
AS

Andrew Steven Fentress

Alabama·CRD #5825420
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
15 yrs
States
38
Since
2011
Est. fee
AUM / Hourly / Flat Fee / Other
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AS

Andrew Steven Heifer

Pennsylvania·CRD #3028582
IA Rep

Investment Adviser Rep at CREATIVEONE WEALTH, LLC

States
1
Fee
AUM / Hourly / Flat Fee / Other
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AS

Andrew Steven Isaac

Arizona·CRD #2636667
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
16
Fee
AUM / Commission / Flat Fee
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AS

Andrew Steven Mack

New York·CRD #5932062
Dual-registered

Dual-registered at ARETE WEALTH ADVISORS, LLC

Experience
12 yrs
States
1
Exams
4
Since
2014
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
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AS

Andrew Steven Meyers

Alabama·CRD #5012591
IA Rep

Investment Adviser Rep at STRATOS WEALTH PARTNERS, LTD

States
28
Fee
AUM / Hourly / Flat Fee / Other
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AS

Andrew Steven Mulder

Arizona·CRD #5576950
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
9
Fee
AUM / Hourly / Flat Fee
View profile
AS

Andrew Steven Nida

Colorado·CRD #7348523
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
10
Fee
AUM / Hourly / Flat Fee
View profile
AS

Andrew Steven Pritsios

California·CRD #4320881
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
22
Fee
AUM / Commission / Flat Fee
View profile
AS

Andrew Stewart Katchen

Alaska·CRD #3196392
IA Rep

Investment Adviser Rep at RBC CAPITAL MARKETS, LLC

States
20
Fee
AUM / Flat Fee
View profile
AS

Andrew Stewart Levacy

California·CRD #4219193
IA Rep

Investment Adviser Rep at CREATIVEONE WEALTH, LLC

States
7
Fee
AUM / Hourly / Flat Fee / Other
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AS

Andrew Strickland Martin

Alabama·CRD #1570139
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
4
Fee
AUM / Hourly / Flat Fee
View profile
AS

Andrew Stuart Cecil

Arizona·CRD #1236781
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
30
Fee
AUM / Commission / Flat Fee
View profile
AT

Andrew Talman Kross

Alaska·CRD #5666325
IA Rep

Investment Adviser Rep at WILLIAM BLAIR & COMPANY L.L.C.

States
40
Fee
AUM / Flat Fee
View profile
AT

Andrew Taylor Heird

Alabama·CRD #6810470
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
30
Fee
AUM / Commission / Flat Fee
View profile
AT

Andrew Teller

Alabama·CRD #1583326
IA Rep

Investment Adviser Rep at RBC CAPITAL MARKETS, LLC

States
36
Fee
AUM / Flat Fee
View profile
AT

Andrew Terrence Hancock

California·CRD #6311358
IA Rep

Investment Adviser Rep at LIDO

States
5
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
AT

Andrew Terry Hall

North Carolina·CRD #8202053
IA Rep

Investment Adviser Rep at BEACON POINTE ADVISORS, LLC

Experience
1 yrs
States
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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