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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AW

Andrew William Whitehouse

California·CRD #6977804
IA Rep

Investment Adviser Rep at ONE CAPITAL MANAGEMENT, LLC

States
1
Fee
AUM / Hourly / Flat Fee / Subscription
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AW

Andrew Wilson Stange

Arizona·CRD #6086497
IA Rep

Investment Adviser Rep at CW ADVISORS, LLC

States
1
Fee
AUM / Hourly / Flat Fee
View profile
AW

Andrew Winans Behm

Alabama·CRD #2857305
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
24
Fee
AUM / Hourly / Flat Fee
View profile
AW

Andrew W Kelley

Arizona·CRD #4996262
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
21
Fee
AUM / Commission / Flat Fee
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AW

Andrew W McMullen

Arizona·CRD #7357817
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
8
Fee
AUM / Commission / Flat Fee
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AW

Andrew W Phillips

Alabama·CRD #5901098
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
29
Fee
AUM / Commission / Flat Fee
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AW

Andrew W Pratt

Alabama·CRD #7680560
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
24
Fee
AUM / Commission / Flat Fee
View profile
AW

Andrew W Roller

Alabama·CRD #4440500
IA Rep

Investment Adviser Rep at INDEPENDENT ADVISOR ALLIANCE, LLC

States
25
Fee
AUM / Hourly / Flat Fee
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AY

Andrew Yadegar

Arizona·CRD #7910195
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
7
Fee
AUM / Commission / Flat Fee
View profile
AW

Andre Wyss

Florida·CRD #7413090
IA Rep

Investment Adviser Rep at KOVACK ADVISORS, INC.

States
1
Fee
AUM / Hourly / Flat Fee / Other
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AZ

Andrew Zachary Brown

South Carolina·CRD #7135741
Dual-registered

Dual-registered at FOSTER VICTOR

Experience
7 yrs
States
1
Exams
3
Since
2019
Fee
AUM / Flat Fee
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AZ

Andrew Zarif Gayed Guirguis

Arkansas·CRD #7214711
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
9
Fee
AUM / Commission / Flat Fee
View profile
AZ

Andrew Zeplin

Alabama·CRD #8036262
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Fee
AUM / Commission / Flat Fee
View profile
AZ

Andrew Zmecek

Ohio·CRD #7759900
IA Rep

Investment Adviser Rep at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

States
1
Fee
AUM
View profile
AS

Andrey Stefanov Niantchev

Alabama·CRD #4899831
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
18
Fee
AUM / Commission / Flat Fee
View profile
AS

Andriy Shepeta

Florida·CRD #6244347
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
3
Fee
AUM / Hourly / Flat Fee
View profile
AV

Andriy Vasylyuk

Connecticut·CRD #6620210
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
2
Fee
AUM / Commission / Flat Fee
View profile
AA

Andy Alexander Cortes

Arizona·CRD #6656299
IA Rep

Investment Adviser Rep at U.S. BANCORP ADVISORS, LLC

States
12
Fee
AUM / Other
View profile
AA

Andy Anthony Matheson

Alabama·CRD #7111960
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Fee
AUM / Commission / Flat Fee
View profile
AA

Andy An Trinh

Arizona·CRD #8048582
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
8
Fee
AUM / Commission / Flat Fee
View profile
AC

Andy Chananda Das

N/A·CRD #6868817
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Fee
AUM / Commission / Flat Fee
View profile
AE

Andy E Guardado

Alabama·CRD #7010182
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Fee
AUM / Commission / Flat Fee
View profile
AG

Andy Garcia

New Jersey·CRD #6978308
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
1
Fee
AUM / Hourly / Flat Fee
View profile
AJ

Andy Jacob Croucher

California·CRD #7411289
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
6
Fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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