AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JC

J Charles Kepley II

Georgia·CRD #2013411
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
37 yrs
States
3
Exams
4
Since
1989
Est. fee
AUM / Commission / Flat Fee
View profile
JB

Jchristopher Boyd

Massachusetts·CRD #2186158
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
30 yrs
States
1
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee / Other
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JC

J Christopher Parker

Ohio·CRD #4480847
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
24 yrs
States
1
Exams
5
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JC

J Cortney Otterbein

Michigan·CRD #1420593
IA Rep

Investment Adviser Rep at ON INVESTMENT MANAGEMENT CO

Experience
40 yrs
States
2
Exams
4
Since
1986
Est. fee
AUM / Hourly / Flat Fee
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JC

J Craige Pepper

Pennsylvania·CRD #851501
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
47 yrs
States
2
Exams
4
Since
1979
Est. fee
AUM / Flat Fee
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JD

J Daniel Pluff

New York·CRD #1449129
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
40 yrs
States
1
Exams
8
Since
1986
Est. fee
AUM / Flat Fee
View profile
JD

J. David Jackson

Texas·CRD #2356225
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
6
Since
1993
Est. fee
AUM / Commission / Flat Fee
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JD

J D Bader

Illinois·CRD #4385719
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
2
Exams
6
Since
2001
Est. fee
AUM / Commission / Flat Fee
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JD

J Donald Tansey

Florida·CRD #706071
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
2
Exams
6
Since
1983
Est. fee
AUM / Commission / Flat Fee
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JD

J Douglas Moran

California·CRD #2772747
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
3
Exams
4
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
JG

Jeana Golden

Indiana·CRD #1269876
Dual-registered

Dual-registered at &PARTNERS

Experience
29 yrs
States
2
Exams
3
Since
1997
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
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JA

Jean A. Heath

New Jersey·CRD #4476433
Dual-registered

Dual-registered at CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONS

Experience
18 yrs
States
1
Exams
4
Since
2008
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JA

Jean A Magnier

New Jersey·CRD #3272409
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
2
Exams
5
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
JF

Jean-Andre Frederic Corpuz

New York·CRD #2447459
Dual-registered

Dual-registered at EAGLE BAY FAMILY OFFICE

Experience
7 yrs
States
1
Exams
4
Since
2019
Est. fee
AUM / Hourly / Flat Fee
View profile
JA

Jean Anne Golla

Wisconsin·CRD #1860879
Dual-registered

Dual-registered at SIKICH FINANCIAL

Experience
23 yrs
States
1
Exams
6
Since
2003
Fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile
JA

Jean A. Wanish

Wisconsin·CRD #4543261
IA Rep

Investment Adviser Rep at RBC CAPITAL MARKETS, LLC

Experience
22 yrs
States
1
Exams
4
Since
2004
Est. fee
AUM / Flat Fee
View profile
JB

Jean Bifano

California·CRD #4347566
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
25 yrs
States
1
Exams
9
Since
2001
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
JB

Jean-Carlos Baez

California·CRD #7140745
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
7
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
JC

Jean Cazeau

Rhode Island·CRD #6134283
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
6
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
JC

Jean Chung

New Jersey·CRD #6448422
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
JE

Jean Elzayek

North Carolina·CRD #4546368
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
24 yrs
States
1
Exams
8
Since
2002
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JB

Jeanette Briones

Texas·CRD #6224356
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
JF

Jeanette Fiore

Washington·CRD #3072572
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
26 yrs
States
1
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee
View profile
JF

Jeanette Fung Chung

New York·CRD #3134427
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
26 yrs
States
1
Exams
7
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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