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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JH

Jeffery Harold Soper

Michigan·CRD #2205971
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
34 yrs
States
1
Exams
6
Since
1992
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
JH

Jeffery H Maina

Maryland·CRD #7431637
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
JJ

Jeffery James Quiggle

California·CRD #2156303
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
35 yrs
States
1
Exams
6
Since
1991
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
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JJ

Jeffery Jay Bleim

Michigan·CRD #5805815
IA Rep

Investment Adviser Rep at FSA ADVISORS, INC.

Experience
16 yrs
States
1
Exams
4
Since
2010
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$5k
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JJ

Jeffery John Schade

Georgia·CRD #2263323
Dual-registered

Dual-registered at MADISON AVENUE SECURITIES, LLC

Experience
34 yrs
States
1
Exams
5
Since
1992
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
JJ

Jeffery Joseph Carloni

New York·CRD #3206665
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
27 yrs
States
2
Exams
4
Since
1999
Est. fee
AUM / Flat Fee
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JJ

Jeffery J Picard

Louisiana·CRD #2320698
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
6
Since
1993
Est. fee
AUM / Commission / Flat Fee
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JJ

Jeffery J Slump

California·CRD #5838159
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
2
Exams
5
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
JJ

Jeffery J Wood

Michigan·CRD #6031148
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
5
Since
2014
Est. fee
AUM / Commission / Flat Fee
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JK

Jeffery K Barnes

Florida·CRD #2069368
Dual-registered

Dual-registered at KINGSVIEW WEALTH MANAGEMENT, LLC

Experience
36 yrs
States
2
Exams
7
Since
1990
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
JK

Jeffery Keith Belzeski

Kansas·CRD #5049350
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
16 yrs
States
2
Exams
6
Since
2010
Est. fee
AUM / Hourly / Flat Fee / Other
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JK

Jeffery Kelly

Colorado·CRD #2219895
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
34 yrs
States
1
Exams
6
Since
1992
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JK

Jeffery Kenneth Goralczyk

Indiana·CRD #7367733
IA Rep

Investment Adviser Rep at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Fee
AUM
View profile
JL

Jeffery L A Gunderson

Illinois·CRD #1245972
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
41 yrs
States
1
Exams
4
Since
1985
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JL

Jeffery Lee Lippens

Washington·CRD #1740409
Dual-registered

Dual-registered at GARDE CAPITAL, INC.

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
JL

Jeffery Lee Martin

Nebraska·CRD #5989195
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
15 yrs
States
1
Exams
5
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JL

Jeffery Lynn Kee

North Carolina·CRD #6014198
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
14 yrs
States
1
Exams
5
Since
2012
Est. fee
AUM / Other
View profile
JM

Jeffery Mathew Cooper

Michigan·CRD #8004756
IA Rep

Investment Adviser Rep at CORNERSTONE ALTERNATIVES

Experience
2 yrs
States
2
Exams
1
Since
2024
Fee
AUM / Hourly
View profile
JM

Jeffery Michael Darwish

Florida·CRD #3228029
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
27 yrs
States
4
Exams
4
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
JM

Jeffery M Wanner

Michigan·CRD #5648582
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
3
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
JO

Jeffery Owen Briggs

Oregon·CRD #2294035
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
33 yrs
States
1
Exams
4
Since
1993
Est. fee
AUM / Hourly / Flat Fee
View profile
JP

Jeffery Paul Bedford

Tennessee·CRD #2457808
Dual-registered

Dual-registered at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
32 yrs
States
2
Exams
5
Since
1994
Est. fee
AUM / Hourly / Flat Fee
View profile
JP

Jeffery Paul Boutin

Maine·CRD #4013015
IA Rep

Investment Adviser Rep at ON INVESTMENT MANAGEMENT CO

Experience
27 yrs
States
3
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
JP

Jeffery Phillip Coffman

Arkansas·CRD #7368594
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 1534 | AdvisorFinder