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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JA

Jeffrey Alan Umbaugh

Indiana·CRD #4299073
Dual-registered

Dual-registered at REGAL INVESTMENT ADVISORS LLC

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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JA

Jeffrey Alan Wilcox

Colorado·CRD #2518526
IA Rep

Investment Adviser Rep at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
21 yrs
States
4
Exams
4
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
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JA

Jeffrey Albert Crowl

Minnesota·CRD #2290937
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
33 yrs
States
2
Exams
4
Since
1993
Est. fee
AUM / Flat Fee
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JA

Jeffrey Alen Auerbach

Illinois·CRD #5607315
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
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JA

Jeffrey Alexander Kitchen

Pennsylvania·CRD #6713624
IA Rep

Investment Adviser Rep at BRYN MAWR TRUST ADVISORS, LLC

Experience
1 yrs
States
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$100k
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JA

Jeffrey Alexander Lesyk

Georgia·CRD #4546436
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
20 yrs
States
1
Exams
4
Since
2006
Est. fee
AUM / Flat Fee
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JA

Jeffrey Alex Hegedus

Pennsylvania·CRD #7354816
Dual-registered

Dual-registered at MILESTONE FINANCIAL ASSOCIATES, LLC

Experience
4 yrs
States
1
Exams
4
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
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JA

Jeffrey Allan Bowen

New York·CRD #832583
Dual-registered

Dual-registered at TRUBEE WEALTH ADVISORS, INC.

Experience
49 yrs
States
1
Exams
8
Since
1977
Est. fee
AUM / Flat Fee
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JA

Jeffrey Allan Clark

Minnesota·CRD #5858137
Dual-registered

Dual-registered at PINE GROVE FINANCIAL GROUP

Experience
15 yrs
States
1
Exams
5
Since
2011
Est. fee
AUM / Flat Fee / Other
Minimum
$250k
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JA

Jeffrey Allan Hutcheson

Colorado·CRD #4477231
Dual-registered

Dual-registered at WESTERN WEALTH MANAGEMENT LLC

Experience
19 yrs
States
1
Exams
4
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
JA

Jeffrey Allan Lueck

Minnesota·CRD #2929734
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
28 yrs
States
1
Exams
11
Since
1998
Fee
AUM / Other
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JA

Jeffrey Allan Miller

California·CRD #5473598
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
3
Exams
5
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
JA

Jeffrey Allan Neumeister

California·CRD #8186420
IA Rep

Investment Adviser Rep at MARINER WEALTH

Experience
1 yrs
States
1
Since
2025
Fee
Other
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JA

Jeffrey Allan Schuler

Colorado·CRD #6194635
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
13 yrs
States
2
Exams
5
Since
2013
Est. fee
AUM / Hourly / Flat Fee
View profile
JA

Jeffrey Allan Souza

Idaho·CRD #4148383
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
26 yrs
States
2
Exams
7
Since
2000
Est. fee
AUM / Flat Fee
View profile
JA

Jeffrey Allen Adams

Connecticut·CRD #2155388
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
35 yrs
States
5
Exams
10
Since
1991
Est. fee
AUM / Commission / Flat Fee
View profile
JA

Jeffrey Allen Borrowman

Pennsylvania·CRD #4796004
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
21 yrs
States
1
Exams
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JA

Jeffrey Allen Cohen

Michigan·CRD #2833942
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
5
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
JA

Jeffrey Allen Fryer

Arizona·CRD #2444169
Dual-registered

Dual-registered at WATTS GWILLIAM & COMPANY, LLC

Experience
17 yrs
States
1
Exams
6
Since
2009
Est. fee
AUM / Flat Fee
View profile
JA

Jeffrey Allen Gelber

Missouri·CRD #1820592
Dual-registered

Dual-registered at B. RILEY WEALTH ADVISORS, INC.

Experience
37 yrs
States
1
Exams
7
Since
1989
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
JA

Jeffrey Allen Headrick

North Carolina·CRD #4516694
IA Rep

Investment Adviser Rep at ALPHASTAR CAPITAL MANAGEMENT

Experience
24 yrs
States
1
Exams
4
Since
2002
Est. fee
AUM / Hourly / Flat Fee
View profile
JA

Jeffrey Allen Jaeger

Texas·CRD #1318249
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
42 yrs
States
2
Exams
4
Since
1984
Est. fee
AUM / Flat Fee
View profile
JA

Jeffrey Allen Johnson

Michigan·CRD #3048003
Dual-registered

Dual-registered at OLD MISSION INVESTMENT COMPANY, LLC

Experience
28 yrs
States
1
Exams
7
Since
1998
Est. fee
AUM / Hourly / Flat Fee
View profile
JA

Jeffrey Allen Kirk

Florida·CRD #2175657
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
34 yrs
States
3
Exams
6
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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