AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JD

Jeffrey David Santos

Maryland·CRD #4828064
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
2
Exams
4
Since
2005
Est. fee
AUM / Commission / Flat Fee
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JD

Jeffrey David Seuferling

California·CRD #2934300
Dual-registered

Dual-registered at TRILOGY CAPITAL, INC.

Experience
29 yrs
States
2
Exams
7
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JD

Jeffrey David Sieffert

Michigan·CRD #6252676
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
13 yrs
States
1
Exams
6
Since
2013
Est. fee
AUM / Other
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JD

Jeffrey David Simays

Connecticut·CRD #7199698
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
3
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
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JD

Jeffrey David Somerstein Mr.

New Jersey·CRD #4690840
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
23 yrs
States
1
Exams
3
Since
2003
Est. fee
AUM / Hourly / Flat Fee
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JD

Jeffrey David Tidwell

Delaware·CRD #6173754
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
1
Exams
3
Since
2013
Est. fee
AUM / Commission / Flat Fee
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JD

Jeffrey David Worthington

Connecticut·CRD #1048599
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
44 yrs
States
4
Exams
4
Since
1982
Est. fee
AUM / Commission / Flat Fee
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JD

Jeffrey David Ziemann

Kentucky·CRD #7382108
IA Rep

Investment Adviser Rep at Q2 WEALTH MANAGEMENT

Experience
5 yrs
States
4
Exams
1
Since
2021
Fee
AUM / Hourly / Flat Fee
Minimum
$250k
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JD

Jeffrey Davis

California·CRD #6198095
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee / Other
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JD

Jeffrey Davis Currie

Idaho·CRD #1803955
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
38 yrs
States
1
Exams
7
Since
1988
Est. fee
AUM / Flat Fee
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JD

Jeffrey D Bowles

Florida·CRD #4966672
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
4
Exams
3
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
JD

Jeffrey D Browne

New Jersey·CRD #5198263
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
JD

Jeffrey D Callero

California·CRD #6804753
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
3
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
JD

Jeffrey D Casale

Connecticut·CRD #4068571
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
24 yrs
States
4
Exams
6
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JD

Jeffrey Dean Ball

New Jersey·CRD #1940030
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
37 yrs
States
2
Exams
6
Since
1989
Est. fee
AUM / Flat Fee
View profile
JD

Jeffrey Dean Bliss

Florida·CRD #4698293
IA Rep

Investment Adviser Rep at SOUND INCOME STRATEGIES, LLC

Experience
17 yrs
States
1
Exams
1
Since
2009
Fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
JD

Jeffrey Dean Hrabe

Kansas·CRD #5102441
Dual-registered

Dual-registered at LEGACY FINANCIAL STRATEGIES, LLC

Experience
20 yrs
States
2
Exams
4
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
JD

Jeffrey Dean Kennard

South Carolina·CRD #2195313
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
2
Exams
4
Since
1992
Est. fee
AUM / Commission / Flat Fee
View profile
JD

Jeffrey Dean Wildes

South Carolina·CRD #3218519
Dual-registered

Dual-registered at WILDES FINANCIAL STRATEGIES, INC

Experience
27 yrs
States
2
Exams
6
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
JD

Jeffrey Dee Scott

California·CRD #2277984
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
34 yrs
States
4
Exams
7
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
JD

Jeffrey Dell Zesiger

Utah·CRD #2649450
Dual-registered

Dual-registered at PHYSICIAN WEALTH ADVISORS, INC.

Experience
20 yrs
States
1
Exams
4
Since
2006
Fee
AUM
View profile
JD

Jeffrey Dennis Labarthe

N/A·CRD #1003107
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
21 yrs
Exams
6
Est. fee
AUM / Flat Fee
View profile
JD

Jeffrey D Fontes

Rhode Island·CRD #2398315
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
2
Exams
6
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
JD

Jeffrey D Hammer

Virginia·CRD #5934068
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
14 yrs
States
1
Exams
5
Since
2012
Est. fee
AUM / Hourly / Flat Fee / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 1545 | AdvisorFinder