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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JH

Jeffrey Harris Horwich

Illinois·CRD #4727562
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
5
Since
2014
Est. fee
AUM / Commission / Flat Fee
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JH

Jeffrey Hays

Montana·CRD #7801533
Dual-registered

Dual-registered at SGL INVESTMENT ADVISORS, INC.

Experience
3 yrs
States
1
Exams
3
Since
2023
Fee
AUM
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JH

Jeffrey Hazard

New York·CRD #5893516
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
15 yrs
States
1
Exams
4
Since
2011
Est. fee
AUM / Hourly / Flat Fee
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JH

Jeffrey Hiram Garden

California·CRD #6582522
IA Rep

Investment Adviser Rep at LIDO

Experience
11 yrs
States
1
Since
2015
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
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JH

Jeffrey H. Macdonald

Delaware·CRD #5491845
Dual-registered

Dual-registered at INVESTMENT MANAGEMENT & PLANNING LLC

Experience
18 yrs
States
2
Exams
4
Since
2008
Est. fee
AUM / Hourly
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JH

Jeffrey Hodges

California·CRD #7161924
Dual-registered

Dual-registered at ENCOMPASS MORE ASSET MANAGEMENT LLC

Experience
6 yrs
States
1
Exams
4
Since
2020
Est. fee
AUM / Hourly / Flat Fee / Subscription
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JH

Jeffrey Holmes Knotts

District Of Columbia·CRD #5849718
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
4
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
JH

Jeffrey Howard Bemel

Minnesota·CRD #2442580
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
32 yrs
States
2
Exams
5
Since
1994
Est. fee
AUM / Hourly / Flat Fee
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JH

Jeffrey Howard Rehm

California·CRD #2930552
Dual-registered

Dual-registered at LEGACY WEALTH ADVISORS, LLC

Experience
23 yrs
States
2
Exams
5
Since
2003
Est. fee
AUM / Flat Fee
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JH

Jeffrey Howard Shornick

New Jersey·CRD #6082077
Dual-registered

Dual-registered at HENNION & WALSH ASSET MANAGEMENT, INC.

Experience
14 yrs
States
1
Exams
5
Since
2012
Est. fee
AUM / Commission
Minimum
$50k
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JH

Jeffrey H Saunders

Texas·CRD #1567342
Dual-registered

Dual-registered at VICTORY CAPITAL MANAGEMENT INC.

Experience
40 yrs
States
1
Exams
4
Since
1986
Fee
AUM / Flat Fee / Performance-based
View profile
JH

Jeffrey H. Susman

Colorado·CRD #4078631
Dual-registered

Dual-registered at OBERMEYER WEALTH PARTNERS

Experience
24 yrs
States
1
Exams
4
Since
2002
Fee
AUM
Minimum
$2.0M
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JH

Jeffrey Hubert Velepec

Texas·CRD #1754003
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
39 yrs
States
2
Exams
4
Since
1987
Est. fee
AUM / Commission / Flat Fee
View profile
JH

Jeffrey Hugh Thomasson

Florida·CRD #1041291
IA Rep

Investment Adviser Rep at OXFORD FINANCIAL GROUP, LTD

Experience
27 yrs
States
6
Exams
3
Since
1999
Fee
AUM / Flat Fee
View profile
JH

Jeffrey Hunter Cornelius

Tennessee·CRD #7565379
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
JH

Jeffrey Hunter McIntosh

Washington·CRD #7315304
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
JI

Jeffrey Ira Friedrich

New Jersey·CRD #4512025
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
24 yrs
States
1
Exams
6
Since
2002
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
JI

Jeffrey Isaac Myers

Florida·CRD #6547724
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
JI

Jeffrey Ivyn Enos

Connecticut·CRD #6357294
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
3
Exams
6
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
JJ

Jeffrey Jacob Holland

Illinois·CRD #2349981
IA Rep

Investment Adviser Rep at VIA IV INVESTMENTS, LLC

Experience
23 yrs
States
2
Exams
1
Since
2003
Est. fee
AUM / Performance-based / Other
View profile
JJ

Jeffrey James

New York·CRD #257048
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
53 yrs
States
1
Exams
8
Since
1973
Est. fee
AUM / Commission / Flat Fee
View profile
JJ

Jeffrey James Breeling

Nebraska·CRD #2121228
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
35 yrs
States
1
Exams
6
Since
1991
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JJ

Jeffrey James Bruce

Minnesota·CRD #4389762
Dual-registered

Dual-registered at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
25 yrs
States
1
Exams
5
Since
2001
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile
JJ

Jeffrey James Butterfield

Nebraska·CRD #3038326
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
25 yrs
States
2
Exams
4
Since
2001
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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