AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JP

Jeffrey Patrick Wolfe

California·CRD #5335704
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
19 yrs
States
1
Exams
3
Since
2007
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
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JP

Jeffrey Paul Berger

Ohio·CRD #4237808
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
1
Exams
6
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JP

Jeffrey Paul Bergh

Minnesota·CRD #5164364
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Flat Fee
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JP

Jeffrey Paul Bradley

Texas·CRD #4022578
Dual-registered

Dual-registered at MCELHENNY SHEFFIELD CAPITAL MANAGEMENT, LLC

Experience
21 yrs
States
1
Exams
3
Since
2005
Est. fee
AUM / Flat Fee / Performance-based
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JP

Jeffrey Paul Chapman

Georgia·CRD #1479573
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
40 yrs
States
4
Exams
5
Since
1986
Est. fee
AUM / Flat Fee
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JP

Jeffrey Paul Colbath

Georgia·CRD #831877
Dual-registered

Dual-registered at CARTER, TERRY & COMPANY, INC.

Experience
49 yrs
States
1
Exams
7
Since
1977
Est. fee
AUM
Minimum
$25k
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JP

Jeffrey Paul Davis

Connecticut·CRD #2501354
Dual-registered

Dual-registered at KOVACK ADVISORS, INC.

Experience
31 yrs
States
2
Exams
6
Since
1995
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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JP

Jeffrey Paul Egli

Texas·CRD #6892635
IA Rep

Investment Adviser Rep at ALLWORTH FINANCIAL, L.P.

Experience
9 yrs
States
1
Since
2017
Fee
AUM / Flat Fee / Performance-based
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JP

Jeffrey Paul Farrell

Pennsylvania·CRD #5998517
Dual-registered

Dual-registered at SOUND INCOME STRATEGIES, LLC

Experience
11 yrs
States
2
Exams
5
Since
2015
Fee
AUM / Hourly / Flat Fee
Minimum
$25k
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JP

Jeffrey Paul Geel

Florida·CRD #2069993
Dual-registered

Dual-registered at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
14 yrs
States
2
Exams
4
Since
2012
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
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JP

Jeffrey Paul Helms

Alabama·CRD #5841770
IA Rep

Investment Adviser Rep at WAVERLY ADVISORS, LLC

Experience
16 yrs
States
3
Since
2010
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
JP

Jeffrey Paul Johnson

California·CRD #4197297
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
1
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JP

Jeffrey Paul Jones

Tennessee·CRD #1100455
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
42 yrs
States
2
Exams
4
Since
1984
Est. fee
AUM / Flat Fee
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JP

Jeffrey Paul Kaufmann

California·CRD #2039821
Dual-registered

Dual-registered at LIDO

Experience
19 yrs
States
6
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
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JP

Jeffrey Paul Keough

Texas·CRD #1916530
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
37 yrs
States
1
Exams
4
Since
1989
Est. fee
AUM / Commission / Flat Fee
View profile
JP

Jeffrey Paul Ladouceur

Pennsylvania·CRD #5607798
IA Rep

Investment Adviser Rep at SEI INVESTMENTS MANAGEMENT CORP

Experience
18 yrs
States
1
Exams
1
Since
2008
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$25.0M
View profile
JP

Jeffrey Paul McCoy

Virginia·CRD #2179682
Dual-registered

Dual-registered at SPIRE WEALTH MANAGEMENT, LLC

Experience
34 yrs
States
1
Exams
7
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
JP

Jeffrey Paul McNaney

Tennessee·CRD #4640776
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
20 yrs
States
1
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JP

Jeffrey Paul Mucci

Alabama·CRD #2360276
Dual-registered

Dual-registered at STRATOS WEALTH ADVISORS LLC

Experience
21 yrs
States
3
Exams
4
Since
2005
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
JP

Jeffrey Paul Muhlenkamp

Pennsylvania·CRD #6795554
IA Rep

Investment Adviser Rep at MUHLENKAMP & CO INC

Experience
9 yrs
States
1
Since
2017
Est. fee
AUM / Hourly
Minimum
$100k
View profile
JP

Jeffrey Paul Muthig

Alabama·CRD #6493240
Dual-registered

Dual-registered at SYNOVUS SECURITIES, INC.

Experience
11 yrs
States
7
Exams
3
Since
2015
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
JP

Jeffrey Paul Needham

California·CRD #2174650
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
14 yrs
States
1
Exams
7
Since
2012
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
JP

Jeffrey Paul Schwartz

New Jersey·CRD #4434947
Dual-registered

Dual-registered at ACCESS WEALTH

Experience
24 yrs
States
1
Exams
2
Since
2002
Est. fee
AUM / Flat Fee
View profile
JP

Jeffrey Paul Schwingler

Minnesota·CRD #5894909
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
15 yrs
States
2
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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