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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AP

Andrew Preston Barton Hughes

Arizona·CRD #6219480
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
16
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
AP

Andrew Price Rhoads

Missouri·CRD #5611256
Dual-registered

Dual-registered at ARAX ADVISORY PARTNERS

Experience
17 yrs
States
1
Exams
4
Since
2009
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
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AP

Andrew P Willis

Arizona·CRD #4409403
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
27
Exams
3
Since
2001
Est. fee
AUM / Commission / Flat Fee
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AP

Andrew P Wilson

Maryland·CRD #1978779
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
37 yrs
States
2
Exams
4
Since
1989
Est. fee
AUM / Hourly / Flat Fee / Other
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AP

Andrew P Ziccardi

Texas·CRD #4808504
IA Rep

Investment Adviser Rep at FAYEZ SAROFIM & CO.

Experience
5 yrs
States
1
Since
2021
Fee
AUM
Minimum
$5.0M
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AR

Andrew Randall Khalaf

Texas·CRD #7740654
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
1 yrs
States
1
Exams
2
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Other
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AR

Andrew Raymond Williams

Alabama·CRD #7761575
Dual-registered

Dual-registered at VICTORY CAPITAL MANAGEMENT INC.

Experience
2 yrs
States
52
Exams
5
Since
2024
Fee
AUM / Flat Fee / Performance-based
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AR

Andrew R Bennett

California·CRD #1824092
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
38 yrs
States
13
Exams
5
Since
1988
Est. fee
AUM / Hourly / Flat Fee
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AR

Andrew R Berg

Alabama·CRD #5517640
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
52
Exams
5
Since
2010
Est. fee
AUM / Commission / Flat Fee
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AR

Andrew Rice

Alabama·CRD #6705462
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
23
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
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AR

Andrew Richard Aramany

Alabama·CRD #2858919
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
33
Exams
5
Since
1997
Est. fee
AUM / Commission / Flat Fee
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AR

Andrew Richard Clyne

Alabama·CRD #5689331
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
16 yrs
States
32
Exams
4
Since
2010
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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AR

Andrew Richard Gladhill

Oregon·CRD #6011358
IA Rep

Investment Adviser Rep at HUMAN INVESTING

Experience
6 yrs
States
1
Since
2020
Fee
AUM / Hourly / Flat Fee
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AR

Andrew Richard Holdiness

Alabama·CRD #6991428
Dual-registered

Dual-registered at SOUND INCOME STRATEGIES, LLC

Experience
8 yrs
States
3
Exams
3
Since
2018
Fee
AUM / Hourly / Flat Fee
Minimum
$25k
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AR

Andrew Richard Jarosz

Arizona·CRD #6902492
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
8 yrs
States
30
Exams
6
Since
2018
Est. fee
AUM / Flat Fee
View profile
AR

Andrew Richard Morse

District Of Columbia·CRD #340947
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
56 yrs
States
6
Exams
7
Since
1970
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AR

Andrew Richard Reinhardt

Arizona·CRD #4170604
Dual-registered

Dual-registered at BEACON POINTE ADVISORS, LLC

Experience
22 yrs
States
2
Exams
2
Since
2004
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
AR

Andrew Richard Rumbelow

California·CRD #6565406
Dual-registered

Dual-registered at SYON CAPITAL LLC

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
AR

Andrew Richardt

Massachusetts·CRD #2791051
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AR

Andrew Richman

Florida·CRD #2098670
Dual-registered

Dual-registered at STERLING CAPITAL MANAGEMENT LLC

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Flat Fee / Performance-based
View profile
AR

Andrew Ripley

Arizona·CRD #4715229
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
2
Exams
4
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
AR

Andrew Rizzi Stromwall

Arizona·CRD #5725756
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
16 yrs
States
40
Exams
3
Since
2010
Est. fee
AUM / Flat Fee
View profile
AR

Andrew R Johnsen

Texas·CRD #6404842
Dual-registered

Dual-registered at WATERLOO CAPITAL

Experience
12 yrs
States
1
Exams
3
Since
2014
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$1.0M
View profile
AR

Andrew R. Lefebvre

Arizona·CRD #4561518
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
24 yrs
States
14
Exams
6
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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