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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AW

Andrew William Kauffold

Arkansas·CRD #7175541
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
3
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
AW

Andrew William Lessman

Ohio·CRD #7695248
IA Rep

Investment Adviser Rep at SHARPER & GRANITE LLC

Experience
3 yrs
States
1
Exams
1
Since
2023
Est. fee
AUM
Minimum
$250k
View profile
AW

Andrew William McQuillan

North Carolina·CRD #7530157
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Other
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AW

Andrew William Minker

Arizona·CRD #2942127
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
28 yrs
States
8
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee
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AW

Andrew William Moulton

Alabama·CRD #4035285
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
26 yrs
States
33
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee / Other
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AW

Andrew William Phelan

Pennsylvania·CRD #5626509
IA Rep

Investment Adviser Rep at MCADAM LLC

Experience
17 yrs
States
1
Exams
4
Since
2009
Est. fee
AUM / Flat Fee
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AW

Andrew William Sherman

Alabama·CRD #6602032
Dual-registered

Dual-registered at NORTHERN TRUST INVESTMENTS, INCORPORATED

Experience
4 yrs
States
51
Exams
3
Since
2022
Est. fee
AUM / Flat Fee / Performance-based / Other
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AW

Andrew William Sondergeld

Alabama·CRD #6693208
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
53
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
AW

Andrew William Stearns

Texas·CRD #8311031
IA Rep

Investment Adviser Rep at SOUND INCOME STRATEGIES, LLC

States
1
Exams
1
Since
2026
Fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
AW

Andrew William Whalen

Alaska·CRD #1097763
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
43 yrs
States
12
Exams
8
Since
1983
Est. fee
AUM / Hourly / Flat Fee
View profile
AW

Andrew William Whitehouse

California·CRD #6977804
IA Rep

Investment Adviser Rep at ONE CAPITAL MANAGEMENT, LLC

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Hourly / Flat Fee / Subscription
Minimum
$500k
View profile
AW

Andrew Wilson Stange

Arizona·CRD #6086497
Dual-registered

Dual-registered at CW ADVISORS, LLC

Experience
14 yrs
States
1
Exams
6
Since
2012
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
AW

Andrew Winans Behm

Alabama·CRD #2857305
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
24
Exams
5
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AW

Andrew W Kelley

Arizona·CRD #4996262
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
21
Exams
5
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
AW

Andrew W McMullen

Arizona·CRD #7357817
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
8
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
AW

Andrew Woodman

California·CRD #6628474
IA Rep

Investment Adviser Rep at THE INVESTMENT HOUSE LLC

Experience
8 yrs
States
2
Exams
1
Since
2018
Est. fee
AUM / Performance-based
Minimum
$1.0M
View profile
AW

Andrew W Phillips

Alabama·CRD #5901098
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
29
Exams
4
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
AW

Andrew W Pratt

Alabama·CRD #7680560
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
24
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
AW

Andrew W Roller

Alabama·CRD #4440500
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
25 yrs
States
25
Exams
3
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
AW

Andrew W Scheffer

California·CRD #4430713
Dual-registered

Dual-registered at CORE PLANNING

Experience
14 yrs
States
4
Exams
4
Since
2012
Est. fee
AUM / Hourly / Flat Fee
View profile
AW

Andrew W Schwarz

Vermont·CRD #6106248
Dual-registered

Dual-registered at SUMMIT WEALTH GROUP LLC

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
AW

Andrew W Walz

Alabama·CRD #7076148
Dual-registered

Dual-registered at FIRST HEARTLAND CONSULTANTS, INC.

Experience
7 yrs
States
8
Exams
7
Since
2019
Est. fee
AUM / Hourly / Flat Fee
View profile
AW

Andrew W Winningham

Texas·CRD #5802231
IA Rep

Investment Adviser Rep at PRINCIPIA WEALTH ADVISORY, LLC

Experience
11 yrs
States
1
Exams
1
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile
AX

Andrew Xian Wong

New York·CRD #7368726
IA Rep

Investment Adviser Rep at COOPER/HAIMS ADVISORS, LLC

Experience
5 yrs
States
1
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

Financial Advisors - Page 194 | AdvisorFinder