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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AB

Anthony Brian Wolfe

Alabama·CRD #4014624
Dual-registered

Dual-registered at NBC SECURITIES, INC.

Experience
27 yrs
States
1
Exams
13
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$50k
View profile
AB

Anthony Brodeur

Florida·CRD #8030467
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AB

Anthony Brookfield

California·CRD #2207841
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
20
Exams
7
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
AB

Anthony Bruno Sanguinetti

Florida·CRD #2457083
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
1
Exams
9
Since
1994
Est. fee
AUM / Commission / Flat Fee
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AB

Anthony B Shropshire

Alabama·CRD #5401236
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
53
Exams
5
Since
2008
Est. fee
AUM / Commission / Flat Fee
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AB

Anthony Burton

Louisiana·CRD #6803730
IA Rep

Investment Adviser Rep at REGAL INVESTMENT ADVISORS LLC

Experience
8 yrs
States
1
Exams
1
Since
2018
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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AC

Anthony Caffrey Browne

Arizona·CRD #715814
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
45 yrs
States
26
Exams
5
Since
1981
Est. fee
AUM / Commission / Flat Fee
View profile
AC

Anthony Caldarise

Arizona·CRD #6724099
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
26
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
AC

Anthony Caleca

Alabama·CRD #6425701
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
53
Exams
5
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
AC

Anthony Campbell

North Carolina·CRD #7341588
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
1
Exams
6
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
AC

Anthony Canini

Alabama·CRD #4479771
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
53
Exams
4
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
AC

Anthony Cappelluzzi

Alabama·CRD #7437388
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
17
Exams
4
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
AC

Anthony Carl Franco

California·CRD #7079717
Dual-registered

Dual-registered at SEASIDE WEALTH MANAGEMENT, INC.

Experience
7 yrs
States
1
Exams
3
Since
2019
Fee
AUM / Hourly / Flat Fee
View profile
AC

Anthony Carlos Romero

Alabama·CRD #2598608
Dual-registered

Dual-registered at KOVACK ADVISORS, INC.

Experience
30 yrs
States
12
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
AC

Anthony Carmen Ruscetta

New Jersey·CRD #8279363
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
1
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
AC

Anthony Catapano

New Jersey·CRD #7373307
Dual-registered

Dual-registered at REGAL INVESTMENT ADVISORS LLC

Experience
5 yrs
States
1
Exams
5
Since
2021
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
AC

Anthony C Grose

Alabama·CRD #5956615
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
53
Exams
8
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
AC

Anthony Charles Haider

Minnesota·CRD #5225351
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
19 yrs
States
1
Exams
5
Since
2007
Fee
AUM / Other
View profile
AC

Anthony Charles Kidron

Alabama·CRD #6672847
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
10 yrs
States
32
Exams
5
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
AC

Anthony Charles Smith

California·CRD #2471757
Dual-registered

Dual-registered at CALTON & ASSOCIATES, INC.

Experience
32 yrs
States
12
Exams
5
Since
1994
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based
Minimum
$50k
View profile
AC

Anthony Chen

Connecticut·CRD #5563744
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
17 yrs
States
8
Exams
5
Since
2009
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AC

Anthony Chiarelli

Florida·CRD #7076591
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
7 yrs
States
8
Exams
4
Since
2019
Est. fee
AUM / Hourly / Flat Fee
View profile
AC

Anthony Chirchirillo

Delaware·CRD #4439304
Dual-registered

Dual-registered at MCADAM LLC

Experience
25 yrs
States
13
Exams
5
Since
2001
Est. fee
AUM / Flat Fee
View profile
AC

Anthony Christian Connor

Alabama·CRD #2481513
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
32 yrs
States
51
Exams
5
Since
1994
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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