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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AK

Anthony Kent Tee

Alabama·CRD #1690965
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
35 yrs
States
28
Exams
6
Since
1991
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AK

Anthony Kheng-Chuan Soh

Montana·CRD #5263559
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
20 yrs
States
3
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AK

Anthony Kimball Urban

Alabama·CRD #3181241
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
27
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AK

Anthony King

Alabama·CRD #5267551
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
53
Exams
7
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
AK

Anthony Koob Hmoov Vang

Alabama·CRD #7325481
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
39
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
AL

Anthony Laurence Cino

New Jersey·CRD #5240338
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
8
Since
2013
Est. fee
AUM / Commission / Flat Fee
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AL

Anthony Lauria Dipaolo

Florida·CRD #7508988
IA Rep

Investment Adviser Rep at DIPAOLO FINANCIAL GROUP, INC.

Experience
4 yrs
States
2
Since
2022
Fee
AUM / Flat Fee
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AL

Anthony Lawrence Baruffi

Texas·CRD #4885067
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
18 yrs
States
2
Exams
2
Since
2008
Fee
AUM / Hourly / Flat Fee
View profile
AL

Anthony Lawrence Guerrerio

Missouri·CRD #844567
Dual-registered

Dual-registered at BEACON POINTE ADVISORS, LLC

Experience
35 yrs
States
2
Exams
7
Since
1991
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
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AL

Anthony Lawrence McElynn

New Jersey·CRD #2267348
Dual-registered

Dual-registered at SUMMIT FINANCIAL, LLC

Experience
32 yrs
States
1
Exams
8
Since
1994
Est. fee
AUM / Flat Fee
Minimum
$100k
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AL

Anthony Lawrence Natrella

Colorado·CRD #2545999
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
32 yrs
States
9
Exams
5
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AL

Anthony Lawrence Perna II

Connecticut·CRD #7902553
Dual-registered

Dual-registered at FOUR POINTS ADVISORS, LLC

Experience
2 yrs
States
3
Exams
4
Since
2024
Est. fee
AUM
Minimum
$50k
View profile
AL

Anthony Lawrence Tischer

Illinois·CRD #6728012
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
1
Exams
5
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
AL

Anthony Lee Blueford

California·CRD #6798389
IA Rep

Investment Adviser Rep at ARAX ADVISORY PARTNERS

Experience
9 yrs
States
1
Exams
1
Since
2017
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
View profile
AL

Anthony Lee Brown

Texas·CRD #6330331
IA Rep

Investment Adviser Rep at FINANCIAL & TAX ARCHITECTS, LLC

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Flat Fee
View profile
AL

Anthony Lee Howard

Oklahoma·CRD #817406
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
50 yrs
States
1
Exams
9
Since
1976
Est. fee
AUM / Hourly / Flat Fee
View profile
AL

Anthony Lee Linthicum

Arizona·CRD #2298959
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
34 yrs
States
18
Exams
5
Since
1992
Est. fee
AUM / Hourly / Flat Fee
View profile
AL

Anthony Lee Nicolai

Arizona·CRD #3262727
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
27 yrs
States
20
Exams
4
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AL

Anthony Leo Brondello

California·CRD #7919302
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
AL

Anthony Leo Ritter

Arizona·CRD #1877571
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
38 yrs
States
26
Exams
8
Since
1988
Est. fee
AUM / Hourly / Flat Fee
View profile
AL

Anthony Lewis Barbash

Alaska·CRD #1123804
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
43 yrs
States
23
Exams
5
Since
1983
Est. fee
AUM / Flat Fee
View profile
AL

Anthony L Griffin

Illinois·CRD #5515132
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
18 yrs
States
4
Exams
4
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AL

Anthony Louis Esposito

New York·CRD #6819406
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AL

Anthony Louis Fuertes

Alaska·CRD #5049118
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
20 yrs
States
41
Exams
3
Since
2006
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

Financial Advisors - Page 233 | AdvisorFinder