AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AA

Arthur Allen Finkle

Arizona·CRD #207901
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
53 yrs
States
26
Exams
4
Since
1973
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AA

Arthur Askil

California·CRD #4173032
Dual-registered

Dual-registered at TITAN CAPITAL MANAGEMENT

Experience
21 yrs
States
1
Exams
3
Since
2005
Fee
AUM / Flat Fee / Performance-based
Minimum
$500k
View profile
AA

Arthur Austin

California·CRD #6182258
Dual-registered

Dual-registered at MADISON AVENUE SECURITIES, LLC

Experience
4 yrs
States
11
Exams
3
Since
2022
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
AB

Arthur Bennett Karman

California·CRD #264450
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
54 yrs
States
6
Exams
5
Since
1972
Est. fee
AUM / Hourly / Flat Fee
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AB

Arthur Bickerstaff

Alabama·CRD #5314006
Dual-registered

Dual-registered at SYNOVUS SECURITIES, INC.

Experience
19 yrs
States
4
Exams
3
Since
2007
Est. fee
AUM / Commission / Hourly / Flat Fee
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AB

Arthur Bruce Barzilay

Alabama·CRD #838347
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
46 yrs
States
32
Exams
7
Since
1980
Est. fee
AUM / Commission / Flat Fee
View profile
AB

Arthur B Vincent

New Jersey·CRD #2039018
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
35 yrs
States
2
Exams
4
Since
1991
Est. fee
AUM / Commission / Flat Fee
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AC

Arthur Chow

Alabama·CRD #6721320
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
53
Exams
6
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
AC

Arthur Christopher Walsh

Arizona·CRD #6034813
Dual-registered

Dual-registered at KINGSVIEW WEALTH MANAGEMENT, LLC

Experience
14 yrs
States
1
Exams
3
Since
2012
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
AC

Arthur C Kang

Alabama·CRD #6338804
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
22
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
AD

Arthur Do Bom Conselho

Arizona·CRD #4821462
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
27
Exams
3
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
AD

Arthur Douglas Salmon

Alabama·CRD #2693036
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
27 yrs
States
20
Exams
6
Since
1999
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
View profile
AD

Arthur D Pringle

Alabama·CRD #2086018
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
40
Exams
5
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
AD

Arthur Dudley Wampler

Florida·CRD #1076380
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
44 yrs
States
3
Exams
6
Since
1982
Est. fee
AUM / Commission / Flat Fee
View profile
AD

Arthur D Vande Poele

Arizona·CRD #4997847
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
20
Exams
3
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
AE

Arthur Edward Rosser

Alabama·CRD #5192027
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
20 yrs
States
21
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AE

Arthur Edward Rozzero

Arizona·CRD #839853
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
49 yrs
States
29
Exams
8
Since
1977
Est. fee
AUM / Commission / Flat Fee
View profile
AF

Arthur Fulton Worthington

Pennsylvania·CRD #6076041
IA Rep

Investment Adviser Rep at SEI INVESTMENTS MANAGEMENT CORP

Experience
13 yrs
States
1
Exams
1
Since
2013
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$25.0M
View profile
AG

Arthur Gary Katz

Arizona·CRD #1840055
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
38 yrs
States
23
Exams
3
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AG

Arthur Glen Paulin

New Jersey·CRD #4939222
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
3
Exams
7
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
AG

Arthur Gordon Warden

California·CRD #7002384
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
8 yrs
States
5
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
View profile
AG

Arthur Gottlob Flattich

Alabama·CRD #2445411
Dual-registered

Dual-registered at MISSIONSQUARE WEALTH MANAGEMENT

Experience
32 yrs
States
51
Exams
6
Since
1994
Fee
AUM
View profile
AG

Arthur Graig Gallo

Pennsylvania·CRD #6999665
IA Rep

Investment Adviser Rep at LOMBARD ADVISERS INCORPORATED

Experience
7 yrs
States
1
Exams
4
Since
2019
Est. fee
AUM / Flat Fee
View profile
AG

Arthur Grossbard

Alabama·CRD #1020971
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
44 yrs
States
33
Exams
8
Since
1982
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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