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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AM

Arthur Milton Gettinger

Alabama·CRD #2033692
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
44
Exams
7
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AM

Arthur M. Winstead

North Carolina·CRD #4093704
Dual-registered

Dual-registered at BEACON POINTE ADVISORS, LLC

Experience
24 yrs
States
1
Exams
3
Since
2002
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
AN

Arthur Neil Schlosser

Florida·CRD #2394047
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
33 yrs
States
5
Exams
4
Since
1993
Est. fee
AUM / Hourly / Flat Fee
View profile
AO

Arthur O'Neal Enloe

Arizona·CRD #7416140
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
5 yrs
States
20
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
AP

Arthur Pasternak

California·CRD #1465918
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
17
Exams
4
Since
1986
Est. fee
AUM / Commission / Flat Fee
View profile
AP

Arthur Paul Forget

Connecticut·CRD #5138397
IA Rep

Investment Adviser Rep at VANDERBILT ADVISORY SERVICES

Experience
19 yrs
States
6
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
AP

Arthur Peter Sanger

Alabama·CRD #826217
Dual-registered

Dual-registered at ON INVESTMENT MANAGEMENT CO

Experience
50 yrs
States
20
Exams
4
Since
1976
Est. fee
AUM / Hourly / Flat Fee
View profile
AP

Arthur Phillip Siegel

Idaho·CRD #1223371
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
42 yrs
States
4
Exams
7
Since
1984
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
AP

Arthur Pipit Wright

Vermont·CRD #5192031
Dual-registered

Dual-registered at HANSON & DOREMUS INVESTMENT MANAGEMENT

Experience
20 yrs
States
1
Exams
3
Since
2006
Est. fee
AUM / Hourly
Minimum
$1.0M
View profile
AP

Arthur P Scolari

Connecticut·CRD #5813944
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
16 yrs
States
9
Exams
4
Since
2010
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AR

Arthur Raymond Matthias

Alabama·CRD #7158451
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
23
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
AR

Arthur R. Garofalo

Alabama·CRD #5653802
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
17 yrs
States
39
Exams
3
Since
2009
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AR

Arthur Ring Best

Arizona·CRD #5401022
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
18 yrs
States
14
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
View profile
AR

Arthur Robert Romano

Pennsylvania·CRD #2362079
Dual-registered

Dual-registered at WAVERLY ADVISORS, LLC

Experience
5 yrs
States
1
Exams
2
Since
2021
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
AR

Arthur Robert Weiss

Arizona·CRD #1089283
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
43 yrs
States
22
Exams
5
Since
1983
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AR

Arthur Rolland Canfield

Michigan·CRD #6325487
IA Rep

Investment Adviser Rep at CENTENNIAL WEALTH ADVISORY, LLC

Experience
12 yrs
States
1
Exams
1
Since
2014
Est. fee
AUM / Flat Fee
View profile
AR

Arthur Ronald Taxin

Pennsylvania·CRD #6259895
IA Rep

Investment Adviser Rep at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
13 yrs
States
1
Since
2013
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
AS

Arthur Sheldon Karafin

Pennsylvania·CRD #4346916
IA Rep

Investment Adviser Rep at 1919 INVESTMENT COUNSEL, LLC

Experience
23 yrs
States
1
Since
2003
Est. fee
AUM / Flat Fee / Other
Minimum
$2.0M
View profile
AT

Arthur T Crist

New Jersey·CRD #4032655
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
1
Exams
9
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
AT

Arthur Thomas Reyling

Connecticut·CRD #1012708
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
43 yrs
States
6
Exams
5
Since
1983
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AT

Arthur Thomas Roth

Arizona·CRD #2593892
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
30 yrs
States
29
Exams
5
Since
1996
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
View profile
AT

Arthur Timothy McCarthy

Alabama·CRD #4827291
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
22 yrs
States
26
Exams
3
Since
2004
Est. fee
AUM / Flat Fee
View profile
AT

Arthur Todd Doglione

Arizona·CRD #1794772
Dual-registered

Dual-registered at ALPHA FIDUCIARY

Experience
38 yrs
States
1
Exams
3
Since
1988
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$1.0M
View profile
AT

Arthur Tristan Zottola

Alabama·CRD #1884865
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
33 yrs
States
51
Exams
6
Since
1993
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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