AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AL

Adam Lee Woods

Oregon·CRD #3070064
Dual-registered

Dual-registered at CEDAR MOUNTAIN ADVISORS, LLC

Experience
27 yrs
States
2
Exams
7
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile
AL

Adam Leigh Dewind

Texas·CRD #8206254
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
1
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
AL

Adam Leland Bishop

Texas·CRD #6010791
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
14 yrs
States
2
Exams
4
Since
2012
Est. fee
AUM / Hourly / Flat Fee
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AL

Adam Lemley Howard

Colorado·CRD #6540920
IA Rep

Investment Adviser Rep at ON INVESTMENT MANAGEMENT CO

Experience
10 yrs
States
9
Exams
4
Since
2016
Est. fee
AUM / Hourly / Flat Fee
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AL

Adam Leon

California·CRD #6742547
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
3
Exams
5
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
AL

Adam Leslie Saumweber

Arkansas·CRD #7084984
Dual-registered

Dual-registered at CONTINUUM ADVISORY, LLC

Experience
6 yrs
States
1
Exams
4
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile
AL

Adam L. Goodman

Nevada·CRD #6287684
IA Rep

Investment Adviser Rep at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
12 yrs
States
2
Exams
1
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
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AL

Adam Louis Kucsan

Colorado·CRD #6246096
Dual-registered

Dual-registered at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
11 yrs
States
1
Exams
5
Since
2015
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile
AL

Adam Louis Schwartz

Florida·CRD #2250262
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
32 yrs
States
2
Exams
5
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AM

Adam Mahoney

Nebraska·CRD #6605225
IA Rep

Investment Adviser Rep at MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Experience
10 yrs
States
1
Exams
4
Since
2016
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AM

Adam Mario Levi

California·CRD #6011172
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
3
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Adam Mark Conish

N/A·CRD #4865384
Dual-registered

Dual-registered at GLENMEDE INVESTMENT MANAGEMENT, LP

Experience
19 yrs
Exams
3
Since
2007
Est. fee
AUM / Other
Minimum
$100k
View profile
AM

Adam Mark Eisenhauer

Texas·CRD #3245990
Dual-registered

Dual-registered at TITLEIST ASSET MANAGEMENT, LLC

Experience
25 yrs
States
1
Exams
7
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
AM

Adam Mark Johnson

Minnesota·CRD #6090066
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Flat Fee
View profile
AM

Adam Mastin

Louisiana·CRD #6657056
Dual-registered

Dual-registered at NAVY FEDERAL INVESTMENT SERVICES, LLC

Experience
2 yrs
States
2
Exams
6
Since
2024
Est. fee
AUM
Minimum
$50k
View profile
AM

Adam Mathew Weirich

Florida·CRD #3013630
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
28 yrs
States
2
Exams
4
Since
1998
Est. fee
AUM / Hourly / Flat Fee
View profile
AM

Adam Matthew Manguno

Colorado·CRD #6878353
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AM

Adam Maxwell Savin

Colorado·CRD #2298399
Dual-registered

Dual-registered at OBERMEYER WEALTH PARTNERS

Experience
14 yrs
States
1
Exams
5
Since
2012
Fee
AUM
Minimum
$2.0M
View profile
AM

Adam McCrystal Sullivan

Rhode Island·CRD #4901150
Dual-registered

Dual-registered at ARLEN CAPITAL, LLC

Experience
21 yrs
States
1
Exams
3
Since
2005
Est. fee
AUM
View profile
AM

Adam McDonnell Reed

Connecticut·CRD #4629279
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
21 yrs
States
3
Exams
3
Since
2005
Est. fee
AUM / Flat Fee
View profile
AM

Adam McGrath

Kentucky·CRD #6934334
IA Rep

Investment Adviser Rep at SOUND INCOME STRATEGIES, LLC

Experience
8 yrs
States
1
Exams
4
Since
2018
Fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
AM

Adam M Clouden

New York·CRD #7876158
IA Rep

Investment Adviser Rep at LAWLEY RETIREMENT ADVISORS

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
AM

Adam M Crawford

Rhode Island·CRD #8181815
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Adam M Dietz Mr.

Kentucky·CRD #6758366
IA Rep

Investment Adviser Rep at MARINER INSTITUTIONAL, LLC

Experience
9 yrs
States
2
Exams
1
Since
2017
Fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 29 | AdvisorFinder