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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AK

Austyn Kate Casale

Colorado·CRD #7911837
IA Rep

Investment Adviser Rep at GILL CAPITAL PARTNERS

Experience
2 yrs
States
1
Exams
1
Since
2024
Fee
AUM / Commission / Hourly / Flat Fee
View profile
AL

Austyn L Abbas

California·CRD #4850609
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
2
Exams
3
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Autourina Mains

Alaska·CRD #7389842
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
1 yrs
States
26
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
AB

Autumn Brooke Armbruster

Oregon·CRD #5534284
Dual-registered

Dual-registered at MSP WEALTH MANAGEMENT, LLC

Experience
15 yrs
States
1
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee
View profile
AJ

Autumn Joy Anderson

N/A·CRD #6420058
IA Rep

Investment Adviser Rep at VERITA STRATEGIC WEALTH PARTNERS, LLC

Experience
8 yrs
Exams
2
Since
2018
Est. fee
AUM / Performance-based
View profile
AM

Autumn Marie Wittlieff

Florida·CRD #7476234
Dual-registered

Dual-registered at HARBORFRONT FINANCIAL GROUP

Experience
4 yrs
States
3
Exams
4
Since
2022
Est. fee
AUM / Flat Fee
View profile
AM

Autumn Maxton Harvey

Alabama·CRD #6477401
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
11 yrs
States
35
Exams
4
Since
2015
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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AR

Autumn Rae Folsom

Arizona·CRD #6249913
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
10 yrs
States
15
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AR

Autumn Renee Broussard

Alabama·CRD #7163239
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
31
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
AR

Autumn Renee Sears

Alabama·CRD #7827228
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
52
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
AR

Autumn Robidoux

Arizona·CRD #8260579
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
AR

Autumn Rose Sims

Arizona·CRD #6224806
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
12 yrs
States
24
Exams
5
Since
2014
Est. fee
AUM / Hourly / Flat Fee
View profile
AS

Autumn Sunshine Farrington

Alabama·CRD #5111934
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
20 yrs
States
37
Exams
3
Since
2006
Est. fee
AUM / Flat Fee
View profile
AW

Autumn Weems

Alabama·CRD #6112025
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
35
Exams
5
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
AA

Ava Arjmand

Georgia·CRD #5346390
Dual-registered

Dual-registered at ADVOCACY WEALTH MANAGEMENT, LLC

Experience
15 yrs
States
1
Exams
3
Since
2011
Est. fee
AUM
View profile
AC

Ava Christine Nelson

California·CRD #7204379
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
17
Exams
4
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
AC

Ava Claire Gaines

Alabama·CRD #7296711
Dual-registered

Dual-registered at LAZARD ASSET MANAGEMENT LLC

Experience
6 yrs
States
52
Exams
4
Since
2020
Fee
AUM / Flat Fee / Performance-based
View profile
AE

Ava Elizabeth Pompay

California·CRD #8249380
IA Rep

Investment Adviser Rep at PROSPERITY WEALTH PLANNING LLC

States
2
Since
2026
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
AE

Ava E Stone

Alabama·CRD #7931819
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
38
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
AK

Ava Kathryn Zabik

Arizona·CRD #7592101
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
34
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
AL

Ava Lake

Alabama·CRD #7964694
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
53
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Ava M Gordon

Alabama·CRD #5677223
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
53
Exams
4
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
AS

Avangeline Subsin

Iowa·CRD #6595794
Dual-registered

Dual-registered at BRIDGEPORT FINANCIAL SOLUTIONS

Experience
9 yrs
States
1
Exams
5
Since
2017
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
AK

Avani Kothari

Alabama·CRD #7808251
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
53
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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