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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AC

Avi Crane

California·CRD #6947883
IA Rep

Investment Adviser Rep at INFINITY FINANCIAL SERVICES ADVISORY

Experience
7 yrs
States
1
Exams
4
Since
2019
Fee
AUM / Hourly
Minimum
$10k
View profile
AE

Avi Ezra Shachar

Alabama·CRD #7588247
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
53
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
AB

Avigail Benderly Rosemore

California·CRD #2972947
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
29 yrs
States
37
Exams
5
Since
1997
Est. fee
AUM / Flat Fee
View profile
AG

Avi Greenlinger

California·CRD #3229569
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
23 yrs
States
36
Exams
4
Since
2003
Est. fee
AUM / Flat Fee
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AJ

Avi J Bialo

California·CRD #6165479
Dual-registered

Dual-registered at ARETE WEALTH ADVISORS, LLC

Experience
13 yrs
States
10
Exams
3
Since
2013
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
View profile
AK

Avinash Kochikar Pai

Arizona·CRD #4768029
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
22 yrs
States
22
Exams
3
Since
2004
Est. fee
AUM / Hourly / Flat Fee
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AN

Avi No Middle Name Kantor

Pennsylvania·CRD #2203133
Dual-registered

Dual-registered at CERTIOR FINANCIAL GROUP, LLC

Experience
30 yrs
States
2
Exams
6
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
AA

Avis Annette Hill

Alabama·CRD #4149779
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
26 yrs
States
51
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee
View profile
AG

Avish Grover

Connecticut·CRD #8025925
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
13
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
AH

Aviv Hod

Arizona·CRD #5760254
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
22
Exams
3
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
AA

Avraham Asher Frand

Arizona·CRD #7056766
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
11
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
AL

Avra Lynn Cohn

Arizona·CRD #1237105
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
42 yrs
States
13
Exams
7
Since
1984
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AG

Avshalom Gad

Alabama·CRD #4655970
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
23 yrs
States
7
Exams
3
Since
2003
Est. fee
AUM / Hourly / Flat Fee
View profile
AI

Avyn I Strahlendorff

Arizona·CRD #8126590
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
7
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Awanti M Desai

Arizona·CRD #7927276
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
8
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
AD

Awilda Diaz

New Jersey·CRD #2765709
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
2
Exams
8
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AC

Axel Calderon Garza

Alabama·CRD #7946459
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
52
Exams
4
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
AJ

Axel James Isackson

California·CRD #8110429
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
4
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
AJ

Axel J Hsu

California·CRD #7712914
IA Rep

Investment Adviser Rep at CURATED WEALTH PARTNERS, LLC

Experience
1 yrs
States
1
Exams
2
Since
2025
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$25.0M
View profile
AE

Aya El Hossaini

Alabama·CRD #7117256
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
53
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
AY

Ayako Yoshioka

California·CRD #6148048
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
10 yrs
States
1
Since
2016
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AJ

Ayana Jainee Hall

Alabama·CRD #8126594
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
53
Exams
4
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
AH

Ayaz Hasan

Maryland·CRD #5176246
Dual-registered

Dual-registered at VERDENCE CAPITAL ADVISORS, LLC

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
View profile
AM

Aydan Matthew Edwards

Arizona·CRD #8129379
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
3
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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