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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
BT

Bannack T Wheeler

Arizona·CRD #8063427
IA Rep

Investment Adviser Rep at ASSETMARK, INC.

Experience
1 yrs
States
1
Exams
4
Since
2025
Est. fee
AUM / Flat Fee
View profile
BN

Ban N Hong

Alabama·CRD #3241044
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
53
Exams
5
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
BS

Bannon Stump

Texas·CRD #8073058
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
4
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
BK

Bansi Kachalia

Arizona·CRD #5401936
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
24
Exams
5
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
BT

Ban Tran

Alabama·CRD #2757627
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
41
Exams
6
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
BT

Bao-Chau T Nguyen-Sun

Alabama·CRD #6490110
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
53
Exams
6
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
BT

Baochau Ton

Texas·CRD #7037150
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
1
Exams
5
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
BD

Bao Dinh

Arizona·CRD #6459345
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
10
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
BG

Bao Gia Ly

Washington·CRD #7338510
IA Rep

Investment Adviser Rep at OPAL ADVISORS

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Performance-based
View profile
BL

Bao Lieu

Arizona·CRD #7976517
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
7
Exams
5
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
BQ

Bao Quoc Nguyen

Arizona·CRD #7803899
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
7
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
BT

Bao Tran Le

California·CRD #8036253
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
13
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
BJ

Barak Jamaal Henderson

Alabama·CRD #6659678
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
10 yrs
States
13
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
BA

Baran Alaeehosseini

Alabama·CRD #7749231
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
53
Exams
5
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
BA

Barbara A Boland

Arizona·CRD #1036733
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
39
Exams
3
Since
1983
Est. fee
AUM / Commission / Flat Fee
View profile
BA

Barbara Alida Whitmore

California·CRD #4486167
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
24 yrs
States
2
Exams
4
Since
2002
Est. fee
AUM / Hourly / Flat Fee
View profile
BA

Barbara A Liguori

Florida·CRD #4307734
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
5
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
BA

Barbara Alison Traylor Smith

Colorado·CRD #2519484
IA Rep

Investment Adviser Rep at FOUNDATIONS INVESTMENT ADVISORS LLC

Experience
20 yrs
States
2
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
BA

Barbara Andrea Johnson

Texas·CRD #5400501
Dual-registered

Dual-registered at CAPSTAR FINANCIAL SERVICES LLC

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Flat Fee
Minimum
$500k
View profile
BA

Barbara Ann Barnhart

Arizona·CRD #2247465
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
33 yrs
States
21
Exams
5
Since
1993
Fee
AUM / Other
View profile
BA

Barbara Ann Blas

Arkansas·CRD #3018820
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
28 yrs
States
10
Exams
3
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BA

Barbara Ann Cohen

Alabama·CRD #1699606
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
52
Exams
7
Since
1995
Est. fee
AUM / Commission / Flat Fee
View profile
BA

Barbara Ann Comer

Connecticut·CRD #1014222
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
44 yrs
States
1
Exams
7
Since
1982
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BA

Barbara Anne Healy

Arizona·CRD #712443
Dual-registered

Dual-registered at WEALTHSPIRE RETIREMENT ADVISORY

Experience
20 yrs
States
2
Exams
6
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

Financial Advisors - Page 289 | AdvisorFinder