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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
BL

Benjamin L Morrow

Arizona·CRD #5770056
Dual-registered

Dual-registered at ARETE WEALTH ADVISORS, LLC

Experience
16 yrs
States
7
Exams
3
Since
2010
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
View profile
BL

Benjamin Lopez

N/A·CRD #7998211
Dual-registered

Dual-registered at VICTORY CAPITAL MANAGEMENT INC.

Experience
2 yrs
Exams
3
Fee
AUM / Flat Fee / Performance-based
View profile
BL

Benjamin Lorain Taylor

Michigan·CRD #6166496
Dual-registered

Dual-registered at INFINITY ADVISORY GROUP

Experience
13 yrs
States
1
Exams
3
Since
2013
Est. fee
AUM / Hourly
Minimum
$250k
View profile
BL

Benjamin Louis Batiste

California·CRD #7987006
IA Rep

Investment Adviser Rep at HORNOR, TOWNSEND & KENT, LLC

Experience
1 yrs
States
13
Exams
4
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
BL

Benjamin Louis Martik

Pennsylvania·CRD #6774926
IA Rep

Investment Adviser Rep at VALLEY BROOK CAPITAL GROUP

Experience
9 yrs
States
1
Exams
1
Since
2017
Est. fee
AUM / Hourly
Minimum
$5k
View profile
BL

Benjamin L Saak

Iowa·CRD #7843960
Dual-registered

Dual-registered at FSB PREMIER WEALTH MANAGEMENT, INC.

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
BL

Benjamin Lynn Cannon

Arizona·CRD #5776568
Dual-registered

Dual-registered at EVERSPIRE

Experience
12 yrs
States
15
Exams
5
Since
2014
Fee
AUM / Other
View profile
BM

Benjamin Maniscalco

Nebraska·CRD #6394379
IA Rep

Investment Adviser Rep at ORION PORTFOLIO SOLUTIONS, LLC

Experience
8 yrs
States
1
Exams
4
Since
2018
Est. fee
AUM / Flat Fee / Performance-based
View profile
BM

Benjamin Marcus Eller

Connecticut·CRD #8125814
IA Rep

Investment Adviser Rep at SPIRE WEALTH MANAGEMENT, LLC

States
1
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
BM

Benjamin Mark Frantz

Nebraska·CRD #6292617
IA Rep

Investment Adviser Rep at ORION PORTFOLIO SOLUTIONS, LLC

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Flat Fee / Performance-based
View profile
BM

Benjamin Mark Freeby

Arizona·CRD #6708643
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
9 yrs
States
29
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BM

Benjamin Mark Lindgren

Arizona·CRD #6463201
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
11 yrs
States
16
Exams
4
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile
BM

Benjamin Mark Mitchell

Nebraska·CRD #4318609
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
13 yrs
States
1
Exams
3
Since
2013
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BM

Benjamin Martin

Alabama·CRD #6866824
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
15
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
BM

Benjamin Matthew Blake

Massachusetts·CRD #6763973
IA Rep

Investment Adviser Rep at MODERA WEALTH MANAGEMENT, LLC

Experience
9 yrs
States
1
Exams
1
Since
2017
Fee
AUM / Hourly / Flat Fee
View profile
BM

Benjamin Matthew Merrill

Illinois·CRD #7030829
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BM

Benjamin Maurice Rawlings

Nebraska·CRD #6413840
IA Rep

Investment Adviser Rep at ORION PORTFOLIO SOLUTIONS, LLC

Experience
3 yrs
States
1
Exams
1
Since
2023
Est. fee
AUM / Flat Fee / Performance-based
View profile
BM

Benjamin M Brazaitis

Alabama·CRD #4668110
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
53
Exams
5
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
BM

Benjamin M. Calvert

Alabama·CRD #5727443
Dual-registered

Dual-registered at SYNOVUS SECURITIES, INC.

Experience
14 yrs
States
18
Exams
5
Since
2012
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
BM

Benjamin M Clark

Florida·CRD #2943585
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
3
Exams
5
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
BM

Benjamin M Horn

Alaska·CRD #5245495
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
19 yrs
States
23
Exams
4
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BM

Benjamin Michael Allen

Ohio·CRD #7974374
IA Rep

Investment Adviser Rep at WHITAKER-MYERS WEALTH MANAGERS, LTD.

Experience
2 yrs
States
2
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
BM

Benjamin Michael Bass

Alabama·CRD #8181808
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
BM

Benjamin Michael Brocker

Minnesota·CRD #5687239
Dual-registered

Dual-registered at LEGACY WEALTH

Experience
16 yrs
States
2
Exams
4
Since
2010
Est. fee
AUM / Flat Fee
Minimum
$150k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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