AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AS

Adam Simon

California·CRD #7723707
Dual-registered

Dual-registered at CONCORDE ASSET MANAGEMENT, LLC

Experience
3 yrs
States
6
Exams
4
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AS

Adam S. Kreutner

California·CRD #5395332
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
19 yrs
States
2
Exams
4
Since
2007
Est. fee
AUM / Flat Fee
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AS

Adam S Lawlor

Alabama·CRD #4227606
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
21 yrs
States
21
Exams
4
Since
2005
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
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AS

Adam Sloan

Montana·CRD #6787264
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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AS

Adam Spencer Casto

Arizona·CRD #7007052
Dual-registered

Dual-registered at SAFEGUARD INVESTMENT ADVISORY GROUP, LLC

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Hourly
Minimum
$100k
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AS

Adam Steven Vertes

Ohio·CRD #2509481
Dual-registered

Dual-registered at OBJECTIVE CAPITAL MANAGEMENT, LLC

Experience
32 yrs
States
2
Exams
5
Since
1994
Est. fee
AUM / Hourly
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AS

Adam Stock

Florida·CRD #3195580
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
3
Exams
3
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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AS

Adam Stone

California·CRD #6320264
Dual-registered

Dual-registered at STOREHOUSE FINANCIAL LLC

Experience
12 yrs
States
3
Exams
5
Since
2014
Fee
AUM / Hourly / Performance-based
View profile
AS

Adam Strauss

California·CRD #5808715
Dual-registered

Dual-registered at IEQ CAPITAL, LLC

Experience
14 yrs
States
2
Exams
4
Since
2012
Est. fee
AUM / Flat Fee
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AS

Adam Swartz

New York·CRD #5225696
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
4
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
AT

Adam T Ciepiela

New Mexico·CRD #5689170
Dual-registered

Dual-registered at THE AMERIFLEX GROUP

Experience
17 yrs
States
2
Exams
3
Since
2009
Est. fee
AUM / Hourly / Flat Fee
View profile
AT

Adam Tett

Connecticut·CRD #5959643
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
3
Exams
5
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
AT

Adam Thomas Eagleston

Ohio·CRD #4253142
Dual-registered

Dual-registered at FORMIDABLE ASSET MANAGEMENT, LLC

Experience
14 yrs
States
1
Exams
3
Since
2012
Est. fee
AUM / Performance-based
View profile
AT

Adam Thomas Hawley

Maryland·CRD #7543733
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
AT

Adam Thomas Kazalski

Florida·CRD #3270031
Dual-registered

Dual-registered at THE AMERIFLEX GROUP

Experience
27 yrs
States
2
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
AT

Adam Thomas Kelly

West Virginia·CRD #8199400
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
AT

Adam Thomas McCarty

Arizona·CRD #8014552
IA Rep

Investment Adviser Rep at GR FINANCIAL GROUP, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Flat Fee / Performance-based / Other
Minimum
$250k
View profile
AT

Adam Thomas Morton

Connecticut·CRD #4424722
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
25 yrs
States
2
Exams
4
Since
2001
Est. fee
AUM / Flat Fee
View profile
AT

Adam Thomas Zahn

California·CRD #7066253
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
AT

Adam Timothy Keisler

Georgia·CRD #6440915
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
11 yrs
States
2
Exams
4
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AT

Adam Timothy Osterbur

North Carolina·CRD #5979337
IA Rep

Investment Adviser Rep at CAROLINA WEALTH MANAGEMENT, INC.

Experience
6 yrs
States
1
Exams
3
Since
2020
Fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
AT

Adam T McHenry

Indiana·CRD #5485412
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
18 yrs
States
1
Exams
6
Since
2008
Est. fee
AUM / Other
View profile
AT

Adam Tobin

Maryland·CRD #6135586
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
13 yrs
States
2
Exams
5
Since
2013
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AT

Adam Todd Booz

Pennsylvania·CRD #7851728
IA Rep

Investment Adviser Rep at SEI INVESTMENTS MANAGEMENT CORP

Experience
2 yrs
States
1
Exams
2
Since
2024
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$25.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 35 | AdvisorFinder