AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
BA

Brian Anthony Neal

Texas·CRD #6394390
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
11 yrs
States
1
Exams
7
Since
2015
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
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BA

Brian Anthony Pugal

Arizona·CRD #4626115
Dual-registered

Dual-registered at RESOURCE FINANCIAL GROUP, LTD.

Experience
19 yrs
States
7
Exams
4
Since
2007
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
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BA

Brian Anthony Raupp

Texas·CRD #5997681
IA Rep

Investment Adviser Rep at CORDA INVESTMENT MANAGEMENT, LLC

Experience
14 yrs
States
1
Exams
1
Since
2012
Est. fee
AUM
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BA

Brian Anthony Scarfone

California·CRD #6959231
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
5 yrs
States
3
Exams
4
Since
2021
Est. fee
AUM / Hourly / Flat Fee
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BA

Brian Anthony Schaefer

Texas·CRD #2796012
IA Rep

Investment Adviser Rep at JOHNSON WEALTH INC.

Experience
16 yrs
States
2
Exams
1
Since
2010
Est. fee
AUM / Flat Fee
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BA

Brian A Premo

Alabama·CRD #5437592
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
53
Exams
3
Since
2009
Est. fee
AUM / Commission / Flat Fee
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BA

Brian Arezzo

Alabama·CRD #4423293
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
43
Exams
4
Since
2001
Est. fee
AUM / Commission / Flat Fee
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BA

Brian Arthur Irving

Connecticut·CRD #856675
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
48 yrs
States
11
Exams
5
Since
1978
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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BA

Brian Arthur Marzulli

Arizona·CRD #2740304
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
30 yrs
States
35
Exams
5
Since
1996
Est. fee
AUM / Flat Fee
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BA

Brian Arthur McMahon

New Jersey·CRD #4545563
Dual-registered

Dual-registered at VICTORY CAPITAL MANAGEMENT INC.

Experience
24 yrs
States
3
Exams
5
Since
2002
Fee
AUM / Flat Fee / Performance-based
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BA

Brian Ashley Nelson

Alabama·CRD #5293431
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
19 yrs
States
12
Exams
5
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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BA

Brian A Smith

New York·CRD #8192353
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
BT

Briana Tillman

Arkansas·CRD #7585613
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
22
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
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BA

Brian A Williamson

Maryland·CRD #6515284
Dual-registered

Dual-registered at VERIDIAN CAPITAL PARTNERS

Experience
11 yrs
States
1
Exams
4
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile
BB

Brian Barlow

Michigan·CRD #7372942
IA Rep

Investment Adviser Rep at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
5 yrs
States
1
Exams
1
Since
2021
Fee
AUM
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BB

Brian Basil Heapps

Alabama·CRD #1666475
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
39 yrs
States
51
Exams
7
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BB

Brian Bedford

Alabama·CRD #4305320
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
26 yrs
States
34
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee / Other
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BB

Brian Bennett Henderson

Alabama·CRD #4269310
Dual-registered

Dual-registered at THE KEYSTONE FINANCIAL ALLIANCE, LLC

Experience
23 yrs
States
3
Exams
2
Since
2003
Fee
AUM / Flat Fee
View profile
BB

Brian Birney Musso

Illinois·CRD #5584942
IA Rep

Investment Adviser Rep at WAVERLY ADVISORS, LLC

Experience
17 yrs
States
1
Exams
1
Since
2009
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
BB

Brian Bohn

Arizona·CRD #6388078
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
33
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
BB

Brian Borden

Illinois·CRD #7942622
IA Rep

Investment Adviser Rep at OSAIC ADVISORY SERVICES, LLC

Experience
2 yrs
States
3
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
BB

Brian Bradford Hendrickson

Massachusetts·CRD #8223088
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

States
2
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
BB

Brian Brassell

Pennsylvania·CRD #6734200
IA Rep

Investment Adviser Rep at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
10 yrs
States
1
Exams
1
Since
2016
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
BC

Brian Calvin Baker

California·CRD #6620152
Dual-registered

Dual-registered at STRATEGIC BLUEPRINT, LLC

Experience
10 yrs
States
13
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee / Subscription / Other
Minimum
$25k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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