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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
BD

Brian David Mack

Alabama·CRD #8126344
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
53
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
BD

Brian David Marvin

California·CRD #2650492
Dual-registered

Dual-registered at ALPHACORE CAPITAL LLC

Experience
16 yrs
States
4
Exams
4
Since
2010
Est. fee
AUM / Flat Fee
Minimum
$1.0M
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BD

Brian David McLean

Arizona·CRD #3035890
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
18
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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BD

Brian David Murphy

California·CRD #6455418
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
11 yrs
States
20
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile
BD

Brian David Neal

Indiana·CRD #5353738
Dual-registered

Dual-registered at CX INSTITUTIONAL, LLC

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Flat Fee
Minimum
$5k
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BD

Brian David Parrish

Alabama·CRD #3174919
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
31
Exams
4
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
BD

Brian David Pirie

Washington·CRD #4691014
Dual-registered

Dual-registered at RDST CAPITAL LLC

Experience
10 yrs
States
1
Exams
2
Since
2016
Est. fee
AUM / Performance-based
Minimum
$75.0M
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BD

Brian David Plowman

Arizona·CRD #6454372
Dual-registered

Dual-registered at BEACON POINTE ADVISORS, LLC

Experience
9 yrs
States
1
Exams
4
Since
2017
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
BD

Brian David Reketis

Illinois·CRD #6376266
IA Rep

Investment Adviser Rep at ASSETMARK, INC.

Experience
12 yrs
States
4
Exams
4
Since
2014
Est. fee
AUM / Flat Fee
View profile
BD

Brian David Sherwin

California·CRD #8127242
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
BD

Brian David Smith

Alabama·CRD #5603160
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
18 yrs
States
53
Exams
5
Since
2008
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
BD

Brian Davidson

Arkansas·CRD #4527598
Dual-registered

Dual-registered at GALLAGHER FIDUCIARY ADVISORS, LLC

Experience
24 yrs
States
1
Exams
3
Since
2002
Est. fee
AUM / Hourly / Flat Fee
View profile
BD

Brian David Thelen

Arizona·CRD #3251200
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
13
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BD

Brian David Towner

Nebraska·CRD #5675443
Dual-registered

Dual-registered at ORION PORTFOLIO SOLUTIONS, LLC

Experience
14 yrs
States
2
Exams
5
Since
2012
Est. fee
AUM / Flat Fee / Performance-based
View profile
BD

Brian David Wright

California·CRD #4482649
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
24 yrs
States
12
Exams
3
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BD

Brian Davis James

Ohio·CRD #2963035
Dual-registered

Dual-registered at ALLWORTH FINANCIAL, L.P.

Experience
22 yrs
States
1
Exams
3
Since
2004
Fee
AUM / Flat Fee / Performance-based
View profile
BD

Brian Dayries Wynne

Arizona·CRD #4736235
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
18 yrs
States
8
Exams
5
Since
2008
Fee
AUM / Hourly / Flat Fee
View profile
BD

Brian Dean Burnham

Arkansas·CRD #5527518
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
18 yrs
States
6
Exams
7
Since
2008
Est. fee
AUM / Flat Fee
View profile
BD

Brian Dean Ficken

Washington·CRD #6005860
IA Rep

Investment Adviser Rep at ZEVENBERGEN CAPITAL INVESTMENTS LLC

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Other
Minimum
$5.0M
View profile
BD

Brian Dean Ludwick

Alabama·CRD #1052091
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
44 yrs
States
53
Exams
10
Since
1982
Est. fee
AUM / Commission / Flat Fee
View profile
BD

Brian Dean Wood

Arizona·CRD #2744856
Dual-registered

Dual-registered at LEGACY CAPITAL WEALTH PARTNERS, LLC

Experience
24 yrs
States
7
Exams
5
Since
2002
Est. fee
AUM / Flat Fee
Minimum
$500k
View profile
BD

Brian Deblauw

Florida·CRD #7371480
IA Rep

Investment Adviser Rep at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
4 yrs
States
3
Exams
1
Since
2022
Fee
AUM
View profile
BD

Brian Dee Heckert

Arizona·CRD #1434160
Dual-registered

Dual-registered at ASSUREDPARTNERS INVESTMENT ADVISORS

Experience
40 yrs
States
36
Exams
4
Since
1986
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
BD

Brian Dee Knight

Arizona·CRD #2886468
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
9
Exams
6
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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