AdFi
FI

FPC INVESTMENT ADVISORY, INC.

SEC Registered

Discover Your Wealth's Full Potential™

PETALUMA, CAhttps://fpcwealth.com(707) 795-0500
Assets Under Management
$100M–$500M
Year Founded
1994
Employees
5
Office Locations
2 offices
Total Accounts
753

About the firm

FPC Investment Advisory is an independent, fee-only Registered Investment Advisor founded in 1994, committed to serving investors with integrated wealth management, tax expertise, and dynamic financial planning. The firm serves a select group of individuals, families, businesses, executives, and foundations with a focus on personal attention and client-centered service.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net Worth

Areas of expertise

Wealth ManagementFinancial PlanningTax ConsultingTax PreparationRetirement PlanningInvestment AdvisoryFee-onlyFiduciaryStock OptionsDeferred CompensationIPO Planning+2 more

Services

Integrated wealth management, dynamic financial planning, tax consulting and preparation, IPO planning, stock options and deferred compensation planning, retirement plan creation and management, payroll and bookkeeping assistance.

investment_managementfinancial_planningtax_planninginsurancewealth_management

Who they serve

Individuals, families, executives, small businesses, and foundations working toward a wide range of personal and financial goals.

Client segmentClientsAssets managed
Individuals (Non-HNW)70$82M
High Net Worth Individuals92$283M

0 total clients reported on Form ADV.

Leadership

Blair Mason Mccarthy
PRESIDENT

Office locations

2 offices in 1 state
CA
PETALUMAHQ
CA
SAN JOSE

Advisors at this firm

3 advisors in the directory

Regulatory & compliance

CRD number
#122728
SEC Number
801-112493
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Minimum: $2,000,000 (waivable)
Asset tierAnnual rate
First $2,000,0001.00%
Next $2,000,0000.90%
Next $2,000,0000.70%
Next $4,000,0000.60%
Over $10,000,0000.50%

Data as of March 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. FPC INVESTMENT ADVISORY, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

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