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GARNER FINANCIAL MANAGEMENT

SEC Registered

Financial Planning for a Secure Future — Your Vision, Our Strategy

LAFAYETTE, CAhttps://garnerfinancialmanagement.com925.282.5500
Assets Under Management
$100M–$500M
Employees
2
Office Locations
2 offices
Total Accounts
299

About the firm

Garner Financial Management, Inc. is a fee-only, independent financial planning and investment management firm serving clients across the U.S. The firm is dedicated to bringing comprehensive financial planning to its clients, addressing every aspect of their financial picture while building long-term relationships with clients of all backgrounds and professions.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthState/Municipal

Areas of expertise

Fee-onlyFinancial PlanningInvestment ManagementRetirement PlanningEstate And Legacy PlanningSocial Security BenefitsHealth Care CostsBusiness OwnersWealth Management

Services

Comprehensive financial planning and investment management, including retirement planning, estate and legacy planning, Social Security benefits planning, and health care cost planning.

Who they serve

Pre-retirees, retirees, business owners, and successful individuals of all backgrounds and professions across the U.S.

Client segmentClientsAssets managed
Individuals (Non-HNW)67$26M
High Net Worth Individuals44$107M
Charitable Organizations4$13M

0 total clients reported on Form ADV.

Leadership

Robert James Garner
PRESIDENT, CHIEF COMPLIANCE OFFICER

Office locations

2 offices in 2 states
CA
LAFAYETTEHQ
TN
FRANKLIN

Advisors at this firm

1 advisor in the directory

Regulatory & compliance

CRD number
#131628
SEC Number
801-79008
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Minimum: $500,000 (waivable)
Asset tierAnnual rate
First $250,0000.95%
Next $250,001 - $500,0000.90%
Next $500,001 - $1,000,0000.88%
Next $1,000,001 to $2,500,0000.80%
Next $2,500,001 to $4,000,0000.70%
Next $4,000,001 to $6,000,0000.60%
Over $6,000,0000.00%

Data as of February 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. GARNER FINANCIAL MANAGEMENT has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

GARNER FINANCIAL MANAGEMENT in LAFAYETTE, CA | AdvisorFinder