Retirement Plans, Inc.
SEC RegisteredWelcome to Retirement Plans, Inc., a leader in 401k, Profit Sharing and Defined Contribution retirement plans.
About the firm
Retirement Plans, Inc. is a leader in 401k, Profit Sharing and Defined Contribution retirement plans. The firm helps companies create the best possible plan for their business owners, employees and administrators, offering expertise to start or enhance plans, support employees, and perform annual compliance functions.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Starting or enhancing retirement plans, supporting employees, performing annual compliance functions, providing plan features tailored to each client's unique business needs, and offering tools to help participants select and manage their investments
Who they serve
Companies, business owners, employees, and plan administrators
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 200 | $17M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | — |
| Pension/Profit Sharing Plans | 0 | — |
| Charitable Organizations | 78 | $208M |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | — |
Leadership
Office locations
Advisors at this firm
1 advisor in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $250,000 | 1.00% |
| $250,001 - $500,000 | 0.85% |
| $500,001 - $1,000,000 | 0.70% |
| $1,000,001 and above | 0.50% |
Data as of March 16, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Retirement Plans, Inc. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched