Strategic Planning, Inc.
SEC RegisteredFind the Strategy that Fits Your Life
About the firm
A small team with a midwestern mindset, the firm has over 120 years of combined experience in financial advising and planning. Built on the belief that strong financial guidance begins with strong relationships, they provide honest, relationship-driven financial planning that puts client goals first. Their holistic approach considers legal, risk management, investment, and tax factors to provide a complete picture of each client's financial life.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial planning, business support, and retirement planning. Business support includes strategic financial guidance, cash flow planning, benefits consulting, and succession strategies. Retirement planning covers savings and investment evaluation, Social Security, pensions, and healthcare costs. The firm also takes a holistic approach encompassing legal document organization, risk management/insurance review, investment consolidation, and tax documentation, working in conjunction with legal and tax accounting professionals.
Who they serve
Individuals, families, and businesses, including business owners and entrepreneurs.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 465 | $137M |
| High Net Worth Individuals | 352 | $240M |
Leadership
Office locations
Advisors at this firm
1 advisor in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Greater than $0 but less than $100,000 | 1.15% |
| Greater than or equal to $100,000 but less than $250,000 | 1.05% |
| Greater than or equal to $250,000 but less than $1,000,000 | 1.00% |
| Greater than or equal to $1,000,000 but less than $2,500,000 | 0.95% |
| Greater than or equal to $2,500,000 but less than $3,500,000 | 0.90% |
| Greater than or equal to $3,500,000 but less than $5,000,000 | 0.85% |
| Greater than or equal to $5,000,000 but less than $10,000,000 | 0.80% |
| Greater than or equal to $10,000,000 | 0.75% |
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Strategic Planning, Inc. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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