WILLIAMS FINANCIAL, LLC
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About the firm
Williams Financial, LLC is an independent, fee-only registered investment advisory firm with offices in Massachusetts, New York, and Vermont. Since 2005, Williams Financial, LLC has provided services and resources to individuals, families, and small business owners.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Personalized financial planning and investment advisory services focused on pre-retirement and retirement planning, including building comprehensive financial plans, evolving strategies as life changes, and supporting overall financial well-being.
Who they serve
Individuals, families, and small business owners
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 198 | $82M |
| High Net Worth Individuals | 63 | $122M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 3 | $4.6M |
| State/Municipal Entities | 3 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
4 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Integrated Wealth Management - $1 to $1,000,000 | 1.35% |
| Integrated Wealth Management - $1,000,001 to $3,000,000 | 1.10% |
| Integrated Wealth Management - $3,000,001 to $5,000,000 | 0.95% |
| Integrated Wealth Management - Above $5,000,001 | 0.70% |
| Professional Investment Management - $1 to $500,000 | 1.35% |
| Professional Investment Management - $500,001 to $1,000,000 | 1.10% |
| Professional Investment Management - $1,000,001 to $3,000,000 | 0.95% |
| Professional Investment Management - $3,000,001 to $5,000,000 | 0.75% |
| Professional Investment Management - Above $5,000,001 | 0.60% |
| Williams Digital Portfolios - Above $1 | 1.00% |
Data as of March 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. WILLIAMS FINANCIAL, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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