AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
CI

COMPASS ION ADVISORS, LLC

CONSHOHOCKEN, PA
RIA

Live freely

AUM
$1B–$5B
Advisors
7
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Financial PlanningRetirement PlanningWealth Management+4
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$500k
View profile
CR

COMPASS ROSE ASSET MANAGEMENT

NEW YORK, NY
RIA
AUM
$5B–$25B
Advisors
Offices
4
Founded

Firm Focus

Pooled Vehicles
Fee model
AUM / Performance-based
View profile
CC

COMPOSITION CAPITAL LP

LOS ANGELES, CA
RIA

We combine capital to help founders and management teams unlock market opportunity and growth.

AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Technology InvestingGrowth EquityHealthcare+8
Fee model
Flat Fee / Other
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CW

COMPOSITION WEALTH, LLC

LOS ANGELES, CA
RIA

Let's compose a future worthy of your story.

AUM
$5B–$25B
Advisors
Offices
5
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

FiduciaryWealth ManagementPrivate Wealth+8
Fee model
AUM / Flat Fee
Account Minimum
$500k
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CF

COMPOUND FAMILY OFFICES, LLC

SARASOTA, FL
RIA

The Family Office Professionals

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Family OfficeFiduciaryInvestment Advisory+9
Fee model
AUM
Account Minimum
$10.0M
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CG

COMPOUND GLOBAL ADVISORS, LLC

N/A
RIA

Advising investors on public equity portfolios.

AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

Public EquitiesInstitutional AdvisoryGlobal Equities+4
Fee model
AUM / Flat Fee / Performance-based
Account Minimum
$10.0M
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CP

COMPOUND PLANNING, INC.

NEW YORK, NY
RIA

Modern wealth management

AUM
$1B–$5B
Advisors
1
Offices
3
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Wealth ManagementStock OptionsTax Optimization+3
Fee model
AUM / Flat Fee / Other
Account Minimum
$25k
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CF

COMPREHENSIVE FINANCIAL CONSULTANTS

CICERO, IN
RIA

Make Your Next Step Your Best One Yet

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Retirement IncomeWealth ManagementAnnuities+6
Fee model
AUM / Hourly / Flat Fee
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CW

COMPREHENSIVE WEALTH SOLUTIONS, LLC

BOCA RATON, FL
RIA

Proactive Planning for a solid future

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Fee-onlyWealth ManagementFinancial Counseling+7
Fee model
AUM / Hourly / Flat Fee
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CW

COMPTON WEALTH ADVISORY GROUP, LLC

VIRGINIA BEACH, VA
RIA

CREATE YOUR OWN PATH

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+2

Expertise

Wealth ManagementMulti-generational PlanningAsset Protection+5
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$1.0M
View profile
C

CONCENTRIC

WALNUT CREEK, CA
RIA

Precision Portfolio Management at Scale

AUM
$5B–$25B
Advisors
Offices
1
Founded
2001

Firm Focus

High Net WorthPension/Profit Sharing

Expertise

Portfolio ManagementTax-loss HarvestingDaily Rebalancing+5
Fee model
AUM
Account Minimum
$250k
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CF

CONCEPTUAL FINANCIAL ADVISORS, LLC

APPLETON, WI
RIA

HELPING YOU GET ON TRACK ™ AND STAY ON TRACK ™

AUM
$100M–$500M
Advisors
1
Offices
3
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Fee-based Financial PlanningInvestment ManagementFinancial Education+1
Fee model
AUM / Hourly / Flat Fee
View profile
CI

CONCERT INVESTMENT ADVISORY LLC

N/A
RIA

Invest Differently. Prosper Confidently.

AUM
Under $100M
Advisors
1
Offices
1
Founded

Firm Focus

High Net WorthState/Municipal

Expertise

Wealth ManagementAlternative InvestmentsPrivate Equity+7
Fee model
AUM
Account Minimum
$80k
View profile
CA

CONCORDE ASSET MANAGEMENT, LLC

ANN ARBOR, MI
RIA

Your Partner in Purposeful Financial Growth

AUM
$500M–$1B
Advisors
67
Offices
33
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Broker-dealerRIAWealth Management+3
Fee model
AUM / Hourly / Flat Fee / Other
View profile
CW

CONCORD WEALTH PARTNERS

ABINGDON, VA
RIA
AUM
$1B–$5B
Advisors
1
Offices
6
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Wealth PlanningRetirement PlanningCFP+7
Fee model
AUM / Hourly / Flat Fee
View profile
CI

CONCURRENT INVESTMENT ADVISORS, LLC

TAMPA, FL
RIA

Success Is A Well Served Client

AUM
$5B–$25B
Advisors
54
Offices
41
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Family OfficeWealth ManagementEstate Planning+4
Fee model
AUM / Hourly / Flat Fee
View profile
CM

CONDIRE MANAGEMENT, LP

DALLAS, TX
RIA
AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Private Investment Management
Fee model
AUM / Performance-based
Account Minimum
$1.0M
View profile
CM

CONFIDENTIAL MANAGEMENT ADVISORS, INC.

TROY, MI
RIA

Raising The Bar

AUM
$100M–$500M
Advisors
1
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Investment AdvisoryInvestment ManagementSecurities Brokerage+3
Fee model
AUM / Hourly / Flat Fee
View profile
CC

CONNECTIVE CAPITAL MANAGEMENT, LLC

PALO ALTO, CA
RIA

Uncorrelated Results Since 2003

AUM
$100M–$500M
Advisors
Offices
1
Founded
2003

Firm Focus

Pooled Vehicles

Expertise

Event-driven InvestingFundamentals-based InvestingAlpha Generation+12
Fee model
AUM / Performance-based
Account Minimum
$15.0M
View profile
CP

CONNECTIVE PORTFOLIO MANAGEMENT, LLC

NEW YORK, NY
RIA

Transforming Possibilities into Prosperity

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

High Net WorthPension/Profit Sharing

Expertise

Investment ResearchGlobal Money ManagementSwiss Private Banking+4
Fee model
AUM
View profile
CC

CONNELLY CAPITAL MANAGEMENT LLC

GUAYNABO, PR
RIA

We help business owners achieve their goals.

AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Investment BankingM&aSell Side Advisory+9
Fee model
AUM / Other
View profile
CC

CONNOR CAPITAL SB, LLC

SANTA BARBARA, CA
RIA

Transportation

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

TransportationPrivate InvestmentInvestment Partnership+1
Fee model
AUM / Performance-based / Other
View profile
CC

CONSEQUENT CAPITAL MANAGEMENT, LLC

ATLANTA, GA
RIA

Finding the Overlooked

AUM
$500M–$1B
Advisors
Offices
2
Founded

Firm Focus

Pension/Profit SharingCharitable OrganizationsState/Municipal

Expertise

Investment ConsultingMulti-strategy Investment ManagementDiverse Managers+2
Fee model
AUM / Flat Fee / Performance-based
View profile
CC

CONSERVEST CAPITAL ADVISORS INC

WYNNEWOOD, PA
RIA

Smart Investment Strategies Tailored to Unique Circumstances

AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Investment ManagementWealth ManagementRetirement Income Planning+10
Fee model
AUM
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisory Firms - Page 44 | AdvisorFinder