AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
DP

DIVERSIFIED PORTFOLIOS, INC.

BLOOMFIELD HILLS, MI
RIA

Thoughtful guidance. Aligned decisions. Lasting confidence.

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Wealth ManagementFiduciary AdvisoryCouples Financial Planning+5
Fee model
AUM
Account Minimum
$1.0M
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DR

DIVERSIFIED RESOURCES, LLC

WARWICK, RI
RIA

SIMPLIFY YOUR FINANCIAL LIFE

AUM
$100M–$500M
Advisors
1
Offices
1
Founded
1983

Firm Focus

IndividualsHigh Net Worth

Expertise

Comprehensive Financial PlanningRetirement Income PlanningRisk Management+8
Fee model
AUM / Hourly / Flat Fee
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DC

DIVERSIS CAPITAL MANAGEMENT, L.P.

LOS ANGELES, CA
RIA

We Partner with Technology Companies to Accelerate Growth

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Private EquitySoftwareTechnology+5
Fee model
AUM / Performance-based / Other
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DA

DIVIDEND ASSETS CAPITAL, LLC

RIDGELAND, SC
RIA

Clarity. Simplicity. Devotion.

AUM
$500M–$1B
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthInvestment Companies+1

Expertise

Dividend Growth InvestingWealth ManagementPortfolio Management+7
Fee model
AUM
Account Minimum
$500k
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DM

DIVIDEX MANAGEMENT LLC

WESTWOOD, MA
RIA

Helping Manage The Often Unmanaged Asset

AUM
Not disclosed
Advisors
—
Offices
1
Founded
—

Firm Focus

Charitable Organizations

Expertise

Securities LitigationPayout RecoveryFiduciary Oversight+6
Fee model
Performance-based / Other
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DW

DJ WEALTH SYSTEMS, LLC

N/A
RIA

Introducing the Yield+ Strategy

AUM
Under $100M
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net Worth

Expertise

Options StrategiesPortfolio OverlaySeparately Managed Accounts+2
Fee model
AUM
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DA

DLD ASSET MANAGEMENT, LP

NEW YORK, NY
RIA

Pure Relative Value

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Relative ValueMulti-pm PlatformEvent-driven+6
Fee model
AUM / Performance-based
Account Minimum
$1.0M
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DM

D. M. BRENNER, INC.

SOLANA BEACH, CA
RIA

It's not always about money

AUM
$100M–$500M
Advisors
1
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Financial PlanningRetirement PlanningEstate Planning+5
Fee model
AUM / Flat Fee
Account Minimum
$500k
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DW

DMLO WEALTH PLANNING, LLC

LOUISVILLE, KY
RIA

create your future with clarity and confidence

AUM
Under $100M
Advisors
3
Offices
4
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Financial PlanningInvestment ManagementTax Planning+6
Fee model
AUM / Hourly / Flat Fee
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DS

DOCK STREET ASSET MANAGEMENT INC

PALM BEACH, FL
RIA

Beyond Your Business

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net WorthPension/Profit Sharing

Expertise

Investment ManagementHome Service Business OwnersMultigenerational Families+6
Fee model
AUM
Account Minimum
$10.0M
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DW

DODDS WEALTH, LLC

GREENWOOD VILLAGE, CO
RIA

Personalized Financial Planning and Wealth Management Services

AUM
$500M–$1B
Advisors
7
Offices
2
Founded
—

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Financial PlanningWealth ManagementInvestment Management+9
Fee model
AUM / Hourly / Flat Fee
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DA

DOHENY ASSET MANAGEMENT, L.L.C.

LOS ANGELES, CA
RIA

Empowering Your Financial Future

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
1993

Firm Focus

High Net WorthPension/Profit Sharing

Expertise

Independent AdvisoryPortfolio ManagementInvestment Counseling+6
Fee model
AUM
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DS

DOMINARI SECURITIES LLC

NEW YORK, NY
RIA

Empowering Entrepreneurs to Achieve Extraordinary Success

AUM
Under $100M
Advisors
14
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Investment BankingWealth ManagementCorporate Executive Services+7
Fee model
AUM
Account Minimum
$10.0M
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DS

DONALD SMITH & CO., INC.

NEW YORK, NY
RIA

We are Pioneers in Deep Value Equity Investing

AUM
$5B–$25B
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net WorthInvestment CompaniesPooled Vehicles+1

Expertise

Deep Value Equity InvestingPrice-to-tangible-book-valueSeparately Managed Accounts+8
Fee model
AUM / Performance-based
Account Minimum
$25.0M
View profile
DF

DONALIES FINANCIAL PLANNING, LLC

N/A
RIA

You Have Financial Goals. We Can Help You Achieve Them.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Financial Planning
Fee model
AUM / Hourly / Flat Fee
View profile
DA

DORSEY ASSET MANAGEMENT

CHICAGO, IL
RIA

DORSEY ASSET MANAGEMENT IS A REGISTERED INVESTMENT ADVISER MANAGING A SINGLE CONCENTRATED GLOBAL EQUITY STRATEGY.

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

Concentrated Global EquityEconomic MoatsCompetitive Advantage+3
Fee model
AUM
Account Minimum
$20.0M
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DB

DOUBLE BAY MANAGEMENT & PLANNING

SAN FRANCISCO, CA
RIA

A Fiercely Independent Fee-Only Financial Advisor in San Francisco

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+2

Expertise

Fee-onlyInvestment ManagementFinancial Planning+6
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$1.0M
View profile
DA

DOUBLELINE ALTERNATIVES LP

TAMPA, FL
RIA
AUM
$1B–$5B
Advisors
22
Offices
3
Founded
—

Firm Focus

High Net WorthInvestment CompaniesPooled Vehicles+1

Expertise

Fixed IncomeBond FundsEtfs+7
Fee model
AUM
Account Minimum
$50.0M
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DI

DOUGHERTY INVESTMENT ADVISORS

SPRING HILL, FL
RIA

Independent | Fiduciary Wealth Management

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Wealth ManagementFiduciaryFinancial Planning+3
Fee model
AUM / Hourly
Account Minimum
$100k
View profile
DI

DOUGLASS INVESTMENT GROUP

WICHITA, KS
RIA

A personalized approach to managing wealth

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net Worth

Expertise

Wealth ManagementFiduciaryHigh-net-worth Families+5
Fee model
AUM
Account Minimum
$500k
View profile
DW

DOUGLASS WINTHROP ADVISORS LLC

NEW YORK, NY
RIA

Trusted advisors to individuals, families, trusts and endowments.

AUM
$5B–$25B
Advisors
—
Offices
3
Founded
—

Firm Focus

High Net WorthPension/Profit Sharing

Expertise

Wealth AdvisoryTrust ManagementEndowments+1
Fee model
AUM / Flat Fee / Other
Account Minimum
$3.0M
View profile
DP

DOVER PARTNERS INC

DAYTON, OH
RIA
AUM
$500M–$1B
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net WorthPension/Profit SharingCharitable Organizations

Expertise

Fiduciary ConsultingInvestment AdvisoryAdministrative Consulting+9
Fee model
AUM / Flat Fee
Account Minimum
$1.0M
View profile
DF

DOVETAIL FINANCIAL GROUP LLC

WILMINGTON, NC
RIA

Your Life. Your Wealth. Connected.

AUM
$100M–$500M
Advisors
—
Offices
2
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Retirement PlanningFee-onlyFiduciary+7
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$400k
View profile
DF

DOWNSHIFT FINANCIAL

N/A
RIA

Financial Planning for Downshifters

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Financial PlanningFinancial IndependenceEarly Retirement+6
Fee model
Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisory Firms - Page 54 | AdvisorFinder