AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
AC

AII CAPITAL MANAGEMENT, LLC

MOORPARK, CA
RIA

Transforming Homes, Lives & Communities

AUM
$100M–$500M
Advisors
Offices
1
Founded
1994

Firm Focus

Pooled Vehicles

Expertise

MultifamilyClass B PropertiesReal Estate Investment+3
Fee model
AUM / Flat Fee / Performance-based
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AC

AIM CAPITAL

SCOTTSDALE, AZ
RIA

Sound Financial Strategies For Today's Markets

AUM
$100M–$500M
Advisors
2
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Wealth ManagementAsset ProtectionRetirement Planning+7
Fee model
AUM / Hourly
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AC

AIP CAPITAL ADVISORS LLC

STAMFORD, CT
RIA

Professional investment management services across diversified strategies.

AUM
$100M–$500M
Advisors
Offices
2
Founded

Firm Focus

Pension/Profit Sharing

Expertise

Asset ManagementAviation Private CreditSeparately Managed Accounts+5
Fee model
AUM / Performance-based / Other
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AM

AIP MANAGEMENT US

NEW YORK, NY
RIA

AIP is a Nordic based investment manager dedicated to investing in the energy transition across Europe and North America

AUM
$1B–$5B
Advisors
Offices
1
Founded
2012

Firm Focus

Pooled Vehicles

Expertise

Renewable EnergyInfrastructureEnergy Transition+9
Fee model
Flat Fee
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AC

AISLING CAPITAL MANAGEMENT LP

NEW YORK, NY
RIA
AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Healthcare InvestingBiopharmaceuticalLife Sciences+4
Fee model
AUM / Performance-based
Account Minimum
$5.0M
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A

AJOVISTA

BOSTON, MA
RIA

Investing is our only business.

AUM
$100M–$500M
Advisors
Offices
1
Founded
2021

Firm Focus

Pooled Vehicles

Expertise

High AlphaDifficult-to-trade StrategiesInternational+3
Fee model
AUM / Performance-based
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AG

AK GLOBAL ASSET MANAGEMENT, LLC

OAKLAND, CA
RIA

Investing for Growth

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

High Net Worth

Expertise

Growth InvestingPortfolio ConstructionActively Managed Accounts+3
Fee model
AUM
Account Minimum
$250k
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AC

AKRE CAPITAL MANAGEMENT, LLC

MIDDLEBURG, VA
RIA

An Investment Strategy Designed to Endure

AUM
$5B–$25B
Advisors
2
Offices
1
Founded

Firm Focus

High Net WorthInvestment CompaniesPooled Vehicles+1

Expertise

Concentrated InvestingFree Cash FlowCompounding+4
Fee model
AUM / Performance-based
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AW

ALAETHES WEALTH, LLC

N/A
RIA

Let's talk about what matters to you.

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations
Fee model
AUM / Flat Fee
Account Minimum
$3.0M
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AB

ALAN B. LANCZ & ASSOCIATES, INC.

TOLEDO, OH
RIA

Customized Financial Advice & Wealth Management

AUM
$100M–$500M
Advisors
1
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+2

Expertise

Wealth ManagementFinancial AdviceESG Investing+8
Fee model
AUM / Hourly / Flat Fee / Other
Account Minimum
$500k
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AF

ALBION FINANCIAL GROUP

SALT LAKE CITY, UT
RIA

Guiding Clients to a Lifetime of Good Decisions

AUM
$1B–$5B
Advisors
Offices
1
Founded
1982

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+2

Expertise

Fee-only AdvisingFinancial PlanningInvestment Management+5
Fee model
AUM / Hourly / Flat Fee / Performance-based
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AW

ALCHEMI WEALTH, LLC

ESSEX, CT
RIA

Secure Your Legacy — Innovation Meets Wealth Management

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Retirement PlanningLegacy PlanningGift-giving Strategies+6
Fee model
AUM / Hourly / Flat Fee
View profile
AV

ALCION VENTURES, L.P.

BURLINGTON, MA
RIA
AUM
$100M–$500M
Advisors
Offices
1
Founded
2005

Firm Focus

Pooled Vehicles

Expertise

Real Estate Private EquityValue CreationFund Management+7
Fee model
AUM / Performance-based
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AC

ALCOSTA CAPITAL MANAGEMENT, INC.

SAN RAMON, CA
RIA

What Serious Investors Know

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Investment ManagementPortfolio ManagementIndependent Advisory+2
Fee model
AUM
Account Minimum
$500k
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AC

ALCOVA CAPITAL MANAGEMENT LP

NEW YORK, NY
RIA

Alcova provides commercial real estate developers flexible bridge lending solutions.

AUM
$100M–$500M
Advisors
Offices
1
Founded
2016

Firm Focus

Pooled Vehicles

Expertise

Bridge LendingCommercial Real EstateMezzanine Loans+6
Fee model
AUM / Performance-based
Account Minimum
$1.0M
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AC

ALDEBARAN CAPITAL, LLC

CARMEL, IN
RIA
AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

High Net WorthPension/Profit Sharing

Expertise

Investment Management
Fee model
AUM
Account Minimum
$100k
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AC

ALDEN CAPITAL

WAYNE, PA
RIA

Tailored Investment Solutions for Clients, Advisors & Institutions

AUM
$1B–$5B
Advisors
19
Offices
5
Founded
1995

Firm Focus

High Net WorthPension/Profit SharingState/Municipal

Expertise

Asset ManagementInvestment AdvisoryBroker-dealer+10
Fee model
AUM / Flat Fee
Account Minimum
$25k
View profile
AF

ALDER FINANCIAL GROUP INC

ATLANTA, GA
RIA

Are You Confident With Your Retirement Plans?

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Retirement PlanningWealth BuildingFinancial Independence+2
Fee model
AUM / Flat Fee
View profile
AW

ALETHEIAN WEALTH ADVISORS LLC

BELLEVUE, WA
RIA

TRUTH. TRANSPARENCY.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Estate PlanningWealth ManagementFamily Office+7
Fee model
AUM / Flat Fee
View profile
AC

ALEXANDER CAPITAL ADVISORS, LLC

NEW CANAAN, CT
RIA
AUM
$100M–$500M
Advisors
Offices
1
Founded
2006

Firm Focus

High Net WorthPooled Vehicles

Expertise

Small Cap ValueMid Cap ValuePortfolio Management+4
Fee model
AUM / Performance-based
Account Minimum
$1.0M
View profile
AC

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

RED BANK, NJ
RIA

You are successful, your wealth management program should be successful too.

AUM
$100M–$500M
Advisors
36
Offices
4
Founded

Firm Focus

High Net WorthState/Municipal

Expertise

Wealth ManagementPortfolio ManagementCapital Preservation+8
Fee model
AUM / Flat Fee
View profile
AR

ALEXANDER RANDOLPH ADVISORY INC

MCLEAN, VA
RIA

Experience, Expertise & Personalized Service

AUM
$100M–$500M
Advisors
Offices
1
Founded
1991

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Investment ManagementWealth ManagementRetirement Planning+9
Fee model
AUM / Hourly / Flat Fee
View profile
AI

ALGEBRIS INVESTMENTS (US) INC.

BOSTON, MA
RIA
AUM
$5B–$25B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

EconomicsPolicyFinancial Education+3
Fee model
Performance-based / Other
Account Minimum
$100.0M
View profile
AI

ALGORITHMIC INVESTMENT MODELS

BOSTON, MA
RIA

Go where the opportunities are

AUM
Under $100M
Advisors
Offices
1
Founded

Firm Focus

High Net WorthPension/Profit Sharing

Expertise

Artificial IntelligenceInvestment ModelsAlgorithmic Strategies+2
Fee model
AUM / Other
Account Minimum
$250k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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