AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
H&

HAZARD & SIEGEL ADVISORY SERVICES LLC

DEWITT, NY
RIA

FINANCIAL SERVICES FOR INDEPENDENT PEOPLE

AUM
$100M–$500M
Advisors
23
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Independent Broker-dealerRetirement PlanningMutual Funds+8
Fee model
AUM / Hourly / Flat Fee / Other
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HS

HAZELVIEW SECURITIES (US) LLC

NEW YORK, NY
RIA

Ownership Mindset

AUM
$100M–$500M
Advisors
Offices
2
Founded

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

Private Real EstatePublic Real EstateReits+6
Fee model
AUM
Account Minimum
$5.0M
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HP

HAZOOR PARTNERS, LLC

AUSTIN, TX
RIA

Personal Relationships. Aligned Partnerships.

AUM
$100M–$500M
Advisors
Offices
2
Founded
2017

Firm Focus

Pooled Vehicles

Expertise

Alternative InvestmentsEmerging Asset ClassesCustomized Allocations+6
Fee model
AUM / Performance-based
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HB

H. BARTON ASSET MANAGEMENT, LLC

SAN FRANCISCO, CA
RIA

Creative Paths to Alternative Investments and Solutions for Start-Ups

AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Alternative InvestmentsStart-ups
Fee model
AUM / Performance-based
Account Minimum
$50k
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HW

HBKS WEALTH ADVISORS

ERIE, PA
RIA

Working Together Sets Us Apart.

AUM
$5B–$25B
Advisors
19
Offices
14
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+3

Expertise

Financial PlanningWealth ManagementPortfolio Management+6
Fee model
AUM / Hourly / Flat Fee
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HA

HBW ADVISORY SERVICES LLC

SIMI VALLEY, CA
RIA

Fortifying Families for Generations℠

AUM
$1B–$5B
Advisors
5
Offices
23
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Wealth PlanningRetirement PlanningWealth Management+7
Fee model
AUM / Hourly / Flat Fee
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HF

HCG FUND MANAGEMENT LP

RALEIGH, NC
RIA

Digital Credit for the Modern Portfolio

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Digital CreditPrivate CreditFintech+6
Fee model
AUM / Flat Fee / Performance-based
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HC

HDI CAPITAL LLC

N/A
RIA

HDI Capital seeks to help investors preserve and compound capital over the long-term by capturing opportunities through a disciplined and repeatable investment process.

AUM
Under $100M
Advisors
Offices
1
Founded
2012

Firm Focus

High Net WorthPension/Profit Sharing

Expertise

Institutional Investment ManagementEquity InvestmentsSystematic Investing+7
Fee model
AUM / Performance-based
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HM

HD MONEY, INC.

SARASOTA, FL
RIA

Retirement Reimagined

AUM
$100M–$500M
Advisors
Offices
3
Founded
2004

Firm Focus

IndividualsHigh Net Worth

Expertise

Wealth ManagementInvestment PlanningRetirement Planning+9
Fee model
AUM / Commission / Flat Fee
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H

HEADINVEST

PORTLAND, ME
RIA

Focus, Discipline & Trust.

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Wealth ManagementFinancial PlanningInvestment Management+3
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$1.0M
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HC

HEADLAND CAPITAL

MT. PLEASANT, SC
RIA
AUM
$500M–$1B
Advisors
12
Offices
4
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Investment AdvisoryWealth ManagementFinancial Planning
Fee model
AUM / Hourly / Flat Fee
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HA

HEALTHEQUITY ADVISORS

DRAPER, UT
RIA

Investing Advisory Services for the HSA market

AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

High Net Worth

Expertise

HSA InvestingFiduciary Fund SelectionMutual Fund Research+4
Fee model
AUM / Flat Fee
Account Minimum
$25
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HM

HEALTHPOINTCAPITAL MANAGEMENT, LLC

SAN DIEGO, CA
RIA

The leading private equity firm in Musculoskeletal Healthcare

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Private EquityMusculoskeletal HealthcareOrthopedics+4
Fee model
AUM / Performance-based
Account Minimum
$75k
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HW

HEIRLOOM WEALTH MANAGEMENT LLC

GREENWOOD VILLAGE, CO
RIA

Comprehensive Wealth Management with Integrated Tax Planning

AUM
$1B–$5B
Advisors
Offices
3
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Wealth ManagementTax PlanningRetirement Income Planning+9
Fee model
AUM / Flat Fee
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HW

HEISTEN WRENN PRIVATE WEALTH, LLC

ANCHORAGE, AK
RIA

Tailored Investment Strategies. Financial Planning Simplified.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Investment ManagementFinancial PlanningRetirement Planning+6
Fee model
AUM / Hourly / Flat Fee
View profile
HI

HELIANTH INVESTMENT MANAGEMENT LLC

PORT CHESTER, NY
RIA

Straightforward Investing. Seasoned Stewardship.

AUM
Under $100M
Advisors
Offices
1
Founded
2022

Firm Focus

High Net WorthPension/Profit SharingState/Municipal

Expertise

Active Investment ManagementIndividual Stocks And BondsFundamental Analysis+6
Fee model
AUM / Flat Fee
View profile
HF

HELMSMAN FINANCIAL GROUP, LLC

WOODINVILLE, WA
RIA
AUM
$100M–$500M
Advisors
Offices
2
Founded
1998

Firm Focus

IndividualsHigh Net Worth

Expertise

Fee-onlyRegistered Investment AdviserPortfolio Investment Management+3
Fee model
AUM / Hourly / Flat Fee
View profile
HA

HEMSLEY ADVISORS, LTD.

CHICAGO, IL
RIA

The right financial advice at the right time. For life.

AUM
$500M–$1B
Advisors
Offices
2
Founded
1988

Firm Focus

IndividualsHigh Net Worth

Expertise

Wealth ManagementFinancial PlanningLegacy And Estate Planning+6
Fee model
AUM / Hourly / Flat Fee
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HI

HENDERSHOT INVESTMENTS, INC.

N/A
RIA

Long-Term Investors

AUM
$1B–$5B
Advisors
Offices
1
Founded
1994

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Investment ManagementFinancial PlanningFee-only+8
Fee model
AUM / Hourly / Flat Fee / Subscription
Account Minimum
$250k
View profile
HW

HENDERSHOTT WEALTH MANAGEMENT, LLC

FISHERS, IN
RIA

Be Financially Ready to Thrive

AUM
$100M–$500M
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Wealth ManagementFinancial PlanningInvestment Management+9
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$1.5M
View profile
HF

HENDERSON FINANCIAL GROUP LLC

VIRGINIA BEACH, VA
RIA

Expert Financial Guidance

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Wealth ManagementFinancial PlanningRetirement Planning+3
Fee model
AUM / Commission / Hourly / Flat Fee
View profile
H&

HENDLEY & CO. INC.

ZANESVILLE, OH
RIA

Committed to offering objective investment advice to our clients with a genuine concern for their money

AUM
$100M–$500M
Advisors
Offices
1
Founded
1977

Firm Focus

High Net Worth

Expertise

Objective Investment AdviceFee-based AdvisoryDiscretionary Portfolio Management+7
Fee model
AUM
Account Minimum
$100k
View profile
H&

HENNION & WALSH ASSET MANAGEMENT, INC.

PARSIPPANY, NJ
RIA

Your stock market investments deserve a second opinion

AUM
$500M–$1B
Advisors
55
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Municipal BondsComprehensive Wealth ManagementFixed Income+6
Fee model
AUM / Commission
Account Minimum
$50k
View profile
HH

HENRY H. ARMSTRONG ASSOCIATES, INC.

PITTSBURGH, PA
RIA

A Different View. Thoughtful Wealth Advisory. Personalized Guidance.

AUM
$1B–$5B
Advisors
Offices
1
Founded
1983

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Wealth AdvisoryFiduciaryMulti-generational Wealth+6
Fee model
AUM
Account Minimum
$2.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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